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Financial Markets And institutions

This class was created by Brainscape user Theo McKibbin Malins-Smith. Visit their profile to learn more about the creator.

By: Theo McKibbin Malins-Smith
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Decks in this class (14)

1.0 - Financial Markets And institutions
What areas are in the flow of funds,
Reasons money used,
What are capital markets for
210  cards
Key Terms And Figures
What of funds must a building soc...,
What size transactions normally o...,
What are open market operations
4  cards
Ethics And Investment Professionalism
What does the free market model t...,
What are ethics,
What is the basic economic model
20  cards
Client Advice
What the two types of investors,
How are individual investors usua...,
What is the aim of the rdr
68  cards
Legal Concepts
What are the two types of legal p...,
What is the legal difference betw...,
What happens when an enterprise i...
52  cards
Tax
By whom is income tax payable,
When is the tax year,
What are the main types of income
222  cards
Financial Services and the EU
What is the aim of fsap,
How many levels of approach are r...,
What is entailed within level 1 o...
51  cards
UK Financial Services Regulation
What was the result of the creati...,
For what did the fsa take respons...,
What caused the role of the fsa t...
46  cards
Regulatory Objectives and High Level Standards
0  cards
Investment Exchanges and Derivatives Markets
What does rie status exempt an ex...,
What do many members of an rie st...,
Where are the requirements set ou...
38  cards
FCA Business Standards
0  cards
Redress
Do financial losses have to have ...,
What do fca rules state on redress,
How is a complaint defined
21  cards
Financial Crime
What is money laundering,
What is criminal conduct,
When is property criminal property
21  cards
FCA Supervision
What are the powers of the pra an...,
What are the general rules the fc...,
What are the offences which the p...
24  cards

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Financial Markets And institutions

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