Brainscape's Knowledge GenomeTM

Browse over 1 million classes created by top students, professors, publishers, and experts.


See full index

Financial services, regulation and ethics: RO1

This class was created by Brainscape user Katie Vincent. Visit their profile to learn more about the creator.

By: Katie Vincent
Start Studying

Decks in this class (11)

RO1: Chapter 1
What is a gilt,
What is a conventional gilt,
Who are gilt s issued through
30  cards
RO1: Chapter 2
What are the three main categorie...,
What are the two main pieces of i...,
What is debt consolidation
44  cards
RO1: Chapter 3
What is the major difference in t...,
What events will normally revoke ...,
What poa enables a person to carr...
43  cards
RO1: Chapter 4
Who are the uk financial authorities,
Which regulator is responsible fo...,
Who is responsible for putting in...
30  cards
RO1: Chapter 5
In what sense is the fca a reacti...,
Which uk regulatory body has spec...,
How do you calculate a far free a...
15  cards
RO1: Chapter 6
What does cobs incorporate and in...,
Why has the fca used its powers t...,
Icobs introduces three product ca...
23  cards
RO1: Chapter 7
For which regulated activities do...,
Employees of fca regulated firms ...,
What are the three stages of mone...
31  cards
RO1: Chapter 8
What does kiid stand for,
What is a kiid used for,
What are projections used for
21  cards
RO1: Chapter 9
What are fact finds used for,
If a client does not provide full...,
What are the 3 sections to a fact...
6  cards
RO1: Chapter 10
What does prin stand for,
What are the 11 principles for bu...,
If a firm becomes aware that ther...
7  cards
RO1: Chapter 11
What does it mean to be ethical i...,
What does it mean to be compliant...,
What is whistleblowing
4  cards

More about
Financial services, regulation and ethics: RO1

  • Class purpose General learning

Learn faster with Brainscape on your web, iPhone, or Android device. Study Katie Vincent's Financial services, regulation and ethics: RO1 flashcards now!

How studying works.

Brainscape's adaptive web mobile flashcards system will drill you on your weaknesses, using a pattern guaranteed to help you learn more in less time.

Learn more about spaced repetition

Add your own flashcards.

Either request "Edit" access from the author, or make a copy of the class to edit as your own. And you can always create a totally new class of your own too!

What's Brainscape anyway?

Brainscape is a digital flashcards platform where you can find, create, share, and study any subject on the planet.

We use an adaptive study algorithm that is proven to help you learn faster and remember longer....

Looking for something else?

CII R01 - Financial Services, Regulat...
  • 23 decks
  • 428 flashcards
  • 42 learners
Decks: Pt 2 Serving The Retail Consumer Budgeti, Pt 2 Serving The Retail Consumer Mortgag, Pt 2 Serving The Retail Consumer Protect, And more!
Financial Service Sector
  • 10 decks
  • 373 flashcards
  • 2 learners
Decks: Investment Chain, The Economic Enviroment, Equities Stocks, And more!
Find Flashcards
Make Flashcards
Brainscape helps you reach your goals faster, through stronger study habits.
© 2024 Bold Learning Solutions. Terms and Conditions