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Investment Management Certificate (IMC)

This class was created by Brainscape user Unknown Unknown. Visit their profile to learn more about the creator.

By: Unknown Unknown
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Decks in this class (5)

Chapter 3- The Regulation of Financial Markets and Institutions- Section 1
Explain the legal status of eu di...,
Explain role of esma,
Explain powers of esma the 4 leve...
17  cards
“Chapter 3- The Regulation of Financial Markets and Institutions- Section 2
Describe 3 objectives of fca,
What is the scope of the fca 4 po...,
Describe pra prudential regulatio...
29  cards
Chapter 3- The Regulation of Financial Markets and Institutions- Section 3
Explain the role and the statutor...,
List 3 of the 11 business princip...,
List consequences of breaching th...
25  cards
“Chapter 3- The Regulation of Financial Markets and Institutions- Section 4”
What is the role of an investment...,
Who are rch recognised clearing h...,
Explain pre trade transparency
11  cards
Chapter 3- The Regulation of Financial Markets and Institutions- Section 5
0  cards

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Investment Management Certificate (IMC)

  • Class purpose General learning

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