This class was created by Brainscape user Emma Layton. Visit their profile to learn more about the creator.
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Emma Layton
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Decks in this class (7)
Financial Services Regulation & Ethics
Income tax rates0 on saving incom...,
Dividend allowance tax ratesdivid...,
Trust standard rate band 1krate a...
83
cards
Lifetime ISA
Lifetime isa april 2017 contender...,
Accessing funds,
Cash equity avail
3
cards
Legal Concepts and Regulation
Legal persons diff structures sol...,
Powers of attorney poa,
Ordinary poa
28
cards
Business Structure
Sole trader,
Partnership,
Limited liability partnerships
5
cards
The FCA Objectives & Approach
Fca statutory ojectives,
Scope of the fca role,
Key activities of fca
59
cards
Apply Principles & Rules, Regulatory Advice
Financial services and markets ac...,
Making an application,
Larger firms new insurance apply ...
71
cards
Mock Exams
Compliance officer concern if hav...,
House in joint tenants,
Condition of being a trustee
379
cards
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RO1 Feb 2021
- Class purpose General learning
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