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Series 65 flashcards

Series 65 - Unit 3: Pooled Investments

This class was created by Brainscape user john Allen. Visit their profile to learn more about the creator.

By: john Allen
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Decks in this class (5)

Lesson 3.1: Investment Companies
Under the investment company act ...,
The investment company act of 194...,
The investment adviser
29  cards
Lesson 3.2: Pricing of Fund Shares
One of your customers called you ...,
Open and closed end investment co...,
Under the investment company act ...
14  cards
Lesson 3.3: Private Funds
A pooled investment fund buys all...,
A college endowment fund might co...,
When discussing the differences b...
23  cards
Lesson 3.4: Other Pooled Investments
Regarding exchange traded funds etfs,
Reits real estate investment trusts,
Investments that is required by l...
21  cards
Lesson 3.5: Benefits and Risks of Pooled Investments
The most liquid investment,
Which of the following statements...,
You have a client who invested in...
29  cards

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Series 65 - Unit 3: Pooled Investments

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