Brainscape's Knowledge GenomeTM


Top Flashcards (Certified)
All Flashcards

Learn Financial Regulation

Study Financial Regulation using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
Brainscape Certified flashcards
(0)
Decks
Flashcards
Learners
User Generated flashcards
(30)
Decks
Flashcards
Learners
  • IMC UNIT 1 (Owen Rev Qs)
    IMC UNIT 1 (Owen Rev Qs)

    IMC UNIT 1 (Owen Rev Qs)

    By: Owen Minford
    Introduction to Financial Markets, Ethics & Investment Professionalism, Regulation of Financial Markets
    3
    Decks
    157
    Flashcards
    1
    Learner
  • CBI
    CBI

    CBI

    By: Farhana Begum
    Module 1, Unit 1 - Banks & Banking, Unit 2 - Responsible & Sustainable banking ...
    7
    Decks
    203
    Flashcards
    8
    Learners
  • Master MEEF
    Master MEEF

    Master MEEF

    By: Chloe Duteil
    Auteur et école en sociologie, Introduction Sociologique, Economie ...
    21
    Decks
    677
    Flashcards
    4
    Learners
  • SQE 1 LEGAL SERVICES
    SQE 1 LEGAL SERVICES

    SQE 1 LEGAL SERVICES

    By: Khushi Gaur
    Legal Services Regulation in England and Wales, Solicitors Regulation Authority, Equality Act 2010 ...
    8
    Decks
    126
    Flashcards
    3
    Learners
  • Economics Paper 2
    Economics Paper 2

    Economics Paper 2

    By: Sam Herd
    UK Growth, Unemployment, UK Inflation ...
    14
    Decks
    269
    Flashcards
    1
    Learner
  • PAPER 3 ECONOMICS
    PAPER 3 ECONOMICS

    PAPER 3 ECONOMICS

    By: Neha Akella
    Economic Methodology, Price Determination in a Competitive Market, Profit and Technological change ...
    10
    Decks
    148
    Flashcards
    1
    Learner
  • Trt
    Trt

    Trt

    By: Bassie .
    Ch 0: Introduction, Ch 1: Actuarial Advice, Ch 2: The external environment ...
    42
    Decks
    938
    Flashcards
    1
    Learner
  • A Level Economics
    A Level Economics

    A Level Economics

    By: Alice Garner
    Section 1 - The Economic Problem, Section 2 - Competitive Markets, Section 3 - Business Economics ...
    50
    Decks
    1,987
    Flashcards
    1,147
    Learners
  • Macroeconomics
    Macroeconomics

    Macroeconomics

    By: Charlie Maunder
    1.1 Circular Flow Of Income, 1.2 Aggregate Demand, 1.3 Aggregate Supply ...
    24
    Decks
    398
    Flashcards
    2
    Learners
  • Foundations Of Banking
    Foundations Of Banking

    Foundations Of Banking

    By: Harvey Harvey
    Lectures, Things That Ought To Be Remembered, Banking Regulation ...
    7
    Decks
    133
    Flashcards
    1
    Learner
  • SQE1 Professional Conduct
    SQE1 Professional Conduct

    SQE1 Professional Conduct

    By: Camilla Cerruti
    Financial Services, Regulation of Legal Services, Equality Act 2010 ...
    6
    Decks
    200
    Flashcards
    6
    Learners
  • PCR
    PCR

    PCR

    By: Annie wood
    1. MLR, 2.1 Code of Conduct: Chapters, 2.2 Code of Conduct: Third Parties ...
    6
    Decks
    336
    Flashcards
    11
    Learners
  • LS Study Guide
    LS Study Guide

    LS Study Guide

    By: Todd Tucker
    P485 Vol. 1 Chapter 2 Material Identification, P485 Vol 1. Chapter 3 Material Procurement, P485 Vol. 1 Chapter 1 Organization and Administration ...
    16
    Decks
    1,213
    Flashcards
    120
    Learners
  • A311 Actuarial Risk Management 2025
    A311 Actuarial Risk Management 2025

    A311 Actuarial Risk Management 2025

    By: Lize-Marie Pretorius
    Chapter 0: ACC, Chapter 1: Actuarial Advice, Chapter 2: External Environment ...
    29
    Decks
    681
    Flashcards
    1
    Learner
  • A311
    A311

    A311

    By: Jozua Joubert
    Chapter 0: What is subject A311 all about?, Chapter 1: Actuarial advice, Chapter 2: External environment ...
    41
    Decks
    816
    Flashcards
    2
    Learners
  • Professional Conduct (R)
    Professional Conduct (R)

    Professional Conduct (R)

    By: Viktoriia Bogatyr
    Regulatory and Legal Environment, Managing Client Relationships: The 3 Cs, Regulation of Firms (SQE1 only) ...
    9
    Decks
    595
    Flashcards
    1
    Learner
  • Chapter 3 Financial Management
    Chapter 3 Financial Management

    Chapter 3 Financial Management

    By: Sarah Stapp
    Introduction, The Users of Financial Accounting Information, Regulation and Standards in Financial Accounting ...
    6
    Decks
    53
    Flashcards
    2
    Learners
  • Retail and Investment Banking
    Retail and Investment Banking

    Retail and Investment Banking

    By: Evie Hatton
    Financial markets and Financial Institutions, Bank Balance Sheet & Income Statement, Bank risk measurment & risk management ...
    6
    Decks
    173
    Flashcards
    2
    Learners
  • zEconomics
    zEconomics

    zEconomics

    By: 0a548ck Kan3
    Quick Facts, Equations, Macroeconomic Instruments ...
    11
    Decks
    201
    Flashcards
    1
    Learner
  • GENERAL OPS REGULATION
    GENERAL OPS REGULATION

    GENERAL OPS REGULATION

    By: Claire Gartmann
    THE BANK BRIBERY ACT, THE RIGHT TO FINANCIAL PRIVACY ACT, THE BANK SECRECY ACT ...
    7
    Decks
    50
    Flashcards
    1
    Learner
  • General Operations
    General Operations

    General Operations

    By: Shena Shuman
    Bank Secrecy Act & Treasury BSA Regulations, Right to Financial Privacy Act, IRS Information Returns & Backup Withholding ...
    7
    Decks
    78
    Flashcards
    2
    Learners
  • ALU 202
    ALU 202

    ALU 202

    By: Kat Ann
    Chapter 1 - Relationship Of Product Pricing And Underwriting, Chapter 2 - Cost-Benefit Analysis Of Underwriting Requirements, Chapter 3 - Life Tables, Underwriting, and an Introduction to Mortality Analysis ...
    15
    Decks
    781
    Flashcards
    154
    Learners
  • International Trade
    International Trade

    International Trade

    By: Mohammad Abdel Wahab
    General Terms, Logistics & Transportation, Documentation & Compliance ...
    8
    Decks
    161
    Flashcards
    2
    Learners
  • CA DRE Exam Prep
    CA DRE Exam Prep

    CA DRE Exam Prep

    By: Brian Fountain
    Property ownership and land use controls and regulations, Laws of agency and fiduciary duties, Property valuation and financial analysis ...
    10
    Decks
    438
    Flashcards
    6
    Learners
  • exam 6 NEW
    exam 6 NEW

    exam 6 NEW

    By: Alec Trachtman
    1. SOA COPFLR, 4. IRIS, 5. Schdule P ...
    32
    Decks
    763
    Flashcards
    4
    Learners
  • A311 - Actuarial risk management
    A311 - Actuarial risk management

    A311 - Actuarial risk management

    By: Uthmaan Ebrahim
    Chapter 0 - What is A311 all about, Chapter 1 - Actuarial Advice, Chapter 2 - External environment ...
    41
    Decks
    566
    Flashcards
    2
    Learners
  • Business, Technology and Finance
    Business, Technology and Finance

    Business, Technology and Finance

    By: Hannah Day
    Introduction to business, Managing a business, Organisational and Business Structures ...
    14
    Decks
    276
    Flashcards
    1
    Learner
  • Investment Environment
    Investment Environment

    Investment Environment

    By: Freddie Melvin
    Chapter 1 - Financial Markets and Institutions, Chapter 2 - Ethics and Investment Professionalism, Chapter 3 - The Regulation of Financial Markets and Institutions ...
    7
    Decks
    493
    Flashcards
    6
    Learners
  • A311
    A311

    A311

    By: Danė Broodryk
    Chapter 0: What is A311 all about, Chapter 1: Actuarial advice, Chapter 2: External environment ...
    26
    Decks
    593
    Flashcards
    31
    Learners
  • CPA Study
    CPA Study

    CPA Study

    By: Nicole Freeman
    Regulation 2014, Capital Budgeting, Corporate Governance ...
    10
    Decks
    724
    Flashcards
    1
    Learner

Knowledge Genome

Brainscape helps you reach your goals faster, through stronger study habits.
© 2025 Bold Learning Solutions. Terms and Conditions