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Learn Financial Regulation

Study Financial Regulation using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
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  • CM
    CM

    CM

    By: Stephanie Mueller
    Module 1, Objective 1, The Origin and Evolution of Airports in the United States, Module 1, Objective 1, The Airport Environment and It's Stakeholders, Module 1, Objective 1, Airport Categories ...
    23
    Decks
    582
    Flashcards
    1
    Learner
  • IFA Level 4 - Core
    IFA Level 4 - Core

    IFA Level 4 - Core

    By: Miguel Reis
    1. Development and features of offshore centres, 2. Offshore financial services, 3. The importance of English law ...
    14
    Decks
    370
    Flashcards
    1
    Learner
  • DipFA - FSRE (22/23)
    DipFA - FSRE (22/23)

    DipFA - FSRE (22/23)

    By: George Farley
    1. Role And Structure Of Financial Markets, 2. The Role Of Government, 3. Customer Needs ...
    11
    Decks
    174
    Flashcards
    3
    Learners
  • The Financial Sector (MaA2)
    The Financial Sector (MaA2)

    The Financial Sector (MaA2)

    By: Sanjidah Ahmed
    Money, The Financial Sector in Developing Economies, Central Banks ...
    4
    Decks
    83
    Flashcards
    2
    Learners
  • Series 79
    Series 79

    Series 79

    By: Adam Gravitt
    Trending Topics, Ch. 1 Industry Terminology and Data Collection, Ch. 2 Public Offerings ...
    15
    Decks
    237
    Flashcards
    1
    Learner
  • ACCT1101 UWA
    ACCT1101 UWA

    ACCT1101 UWA

    By: mustafa birkawi
    Week 1: Decision Making + Role of Financial Accounting and Financial Statements for Decison Making, Week 2: Recording Transactions, Week 3: Accounting for Retailing ...
    18
    Decks
    292
    Flashcards
    1
    Learner
  • CAIB 4 Review
    CAIB 4 Review

    CAIB 4 Review

    By: Justin T
    Chapter 1 - Planning, Chapter 2 - Organizing, Chapter 3 - Human Resources ...
    10
    Decks
    187
    Flashcards
    8
    Learners
  • CPA
    CPA

    CPA

    By: Stanford Yeh
    AUDIT, FAR (Financial Accounting & Reporting), REG (Regulation- TAX) ...
    5
    Decks
    1,320
    Flashcards
    1
    Learner
  • IMC Unit 1
    IMC Unit 1

    IMC Unit 1

    By: Holly Noble
    Financial Markets and Institutions, Ethics and Investment Professionalism, The Regulation of Financial Markets Institutions ...
    6
    Decks
    208
    Flashcards
    1
    Learner
  • CFA II
    CFA II

    CFA II

    By: Benjamin Regencia
    ESG, Economics - Growth, Economics - Regulation ...
    11
    Decks
    169
    Flashcards
    1
    Learner
  • Professional Conduct
    Professional Conduct

    Professional Conduct

    By: Isabella Tatford
    Regulatory and Legal Environment MCQs, Managing Client Relationships MCQs, Money Laundering MCQs ...
    8
    Decks
    276
    Flashcards
    1
    Learner
  • Certified Financial Planner (Nov 2023)
    Certified Financial Planner (Nov 2023)

    Certified Financial Planner (Nov 2023)

    By: David Giles
    A.3 Function, purpose, and general structure of financial institutions, A. Professional Conduct and Regulation (8%), A.1 CFP Board’s Code of Ethics and Standards of Conduct ...
    6
    Decks
    82
    Flashcards
    6
    Learners
  • Regulatory Framework for Business Transactions
    Regulatory Framework for Business Transactions

    Regulatory Framework for Business Transactions

    By: Amiel Lorenzo Baylon
    Law on Obligations, Law on Contracts, Law on Sales ...
    22
    Decks
    660
    Flashcards
    5
    Learners
  • SOA GHC Exam
    SOA GHC Exam

    SOA GHC Exam

    By: Kimberly Lake
    Learning Objectives 1 & 2 - Medical, Dental, & Pharmacy, Learning Objectives 1 & 2 - Group Life, Group Disability, & LTC, Learning Objectives 1 & 2 - General, Products, & ASOPs ...
    12
    Decks
    654
    Flashcards
    6
    Learners
  • OLFP 101 - Introduction To Financial Planning
    OLFP 101 - Introduction To Financial Planning

    OLFP 101 - Introduction To Financial Planning

    By: Manish Sinha
    Credit And Debt Management, Economic Concepts, Financing Asset Acquisition ...
    7
    Decks
    92
    Flashcards
    1
    Learner
  • ACCA: Accountant in Business
    ACCA: Accountant in Business

    ACCA: Accountant in Business

    By: Ren O'Hora
    1. The business organisation, 2. Business organisation and structure, 3. Organisational culture in business ...
    25
    Decks
    358
    Flashcards
    38
    Learners
  • BSB110 - Accounting
    BSB110 - Accounting

    BSB110 - Accounting

    By: Lucy Pilgrim
    Topic 1 - Introduction, Topic 2 - Regulation, Topic 3 - Financial Statement Analysis ...
    10
    Decks
    245
    Flashcards
    7
    Learners
  • Brokers Exam
    Brokers Exam

    Brokers Exam

    By: Lauren Allen
    Chapter 1: Property Ownership, Land Use Controls & Regulations, Chapter 2: Laws of Agency and Fiduciary Duties, Chapter 3: Property Valuation and Financial Analysis ...
    9
    Decks
    508
    Flashcards
    8
    Learners
  • R01 Chapter 5A: Responsibilities and approach to regulation
    R01 Chapter 5A: Responsibilities and approach to regulation

    R01 Chapter 5A: Responsibilities and approach to regulation

    By: Lauren Tall
    5A.1 The Financial Services Act 2012, 5A.2 FCA - The basics, 5A.3 FCA divisions ...
    4
    Decks
    272
    Flashcards
    2
    Learners
  • BTF
    BTF

    BTF

    By: Charlotte Hamilton
    Management, Organisational and business structures, Intro to business strategy ...
    13
    Decks
    249
    Flashcards
    2
    Learners
  • macro economics
    macro economics

    macro economics

    By: Anusha Shahid
    government macro objectives, macro objectives : conflicts and changes, macro economic indicators ...
    40
    Decks
    546
    Flashcards
    1
    Learner
  • Audit and Assurance
    Audit and Assurance

    Audit and Assurance

    By: Grace Overy
    Chapter 7: Responsibilities, Chapter 8: Professional Standards, Chapter 9: Professional Ethics ...
    17
    Decks
    436
    Flashcards
    38
    Learners
  • CPA
    CPA

    CPA

    By: Ingrid Yen
    Audit, Regulation, Business ...
    4
    Decks
    857
    Flashcards
    1
    Learner
  • Private: Actuarial F105 - Finance & Investments
    Private: Actuarial F105 - Finance & Investments

    Private: Actuarial F105 - Finance & Investments

    By: Ryan Olivier
    Ch 1 +2 - Derivatives, Ch 3 - Specialist Asset Classes (1), Ch 4 - Specialist Asset Classes (2) ...
    19
    Decks
    433
    Flashcards
    14
    Learners
  • A101
    A101

    A101

    By: dnmsd kdnsd
    1: Acct and governance, internal control and cash maneg, 3. accting for receivables ...
    15
    Decks
    413
    Flashcards
    2
    Learners
  • CeMap - Holt's
    CeMap - Holt's

    CeMap - Holt's

    By: Perform fit fit
    Topic 10, Lesson 1 - Introducing the financial services industry, Life Assurance ...
    12
    Decks
    121
    Flashcards
    1
    Learner
  • AF7 - 2019/20
    AF7 - 2019/20

    AF7 - 2019/20

    By: Liam Duffy
    Pension Planning, Defined & Safeguarded Benefit Schemes, Transfer Process, Requirements and Timescales ...
    10
    Decks
    219
    Flashcards
    4
    Learners
  • Professional Conduct (R)
    Professional Conduct (R)

    Professional Conduct (R)

    By: Viktoriia Bogatyr
    Regulatory and Legal Environment, Managing Client Relationships: The 3 Cs, Regulation of Firms (SQE1 only) ...
    8
    Decks
    482
    Flashcards
    1
    Learner
  • CPA
    CPA

    CPA

    By: Cassondra Wilson
    Regulation, Financial, Business ...
    4
    Decks
    753
    Flashcards
    1
    Learner
  • Professional Conduct
    Professional Conduct

    Professional Conduct

    By: Ella Cox
    Money Laundering, Solicitor's Accounts, Regulatory and Legal Environment ...
    7
    Decks
    217
    Flashcards
    2
    Learners

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