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Cam V
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Decks in this class (27)
Chapter 1 - The Canadian Securities Industry (Done)
What are the three categories of ...,
What are the roles of the front o...,
What is a market maker
13
cards
Chapter 2 - The Capital Market (Done)
What is investment capital,
What are the three characteristic...,
Can you explain the difference be...
15
cards
Chapter 3 - The Canadian Regulatory Environment (Done)
Can you explain the primary objec...,
Can you compare principles based ...,
What is the purpose of the provin...
28
cards
Chapter 4 - Overview of Economics (Done)
What is the difference between mi...,
What are some examples of microec...,
What are some examples of macroec...
26
cards
Chapter 5 - Economic Policy (Done)
What is the difference between fi...,
Can you describe the difference b...,
How would you define the national...
13
cards
Chapter 6 - Fixed-Income Securities: Features and Types (Done)
What does the par value of a bond...,
Why would an issuer consider issu...,
Can you describe the difference b...
20
cards
Chapter 7 - Fixed-Income Securities: Pricing and Trading (Done)
What is the present value of a bond,
What is the significance of the d...,
What is the significance of the s...
22
cards
Chapter 8 - Equity Securities: Common and Preferred Shares (Done)
How do common shares compare to p...,
How do common shares compare to p...,
Can you describe the difference b...
24
cards
Chapter 9 - Equity Securities: Equity Transactions (Done)
Compare a cash account to a margi...,
What does the word margin refer to,
Describe the two types of margin ...
20
cards
Chapter 10 - Derivatives (Done)
What is a derivative,
What type of derivative can be cu...,
Is an exchange traded derivative ...
26
cards
Chapter 11 - Corporations and their Financial Statements (Done)
What are the significant differen...,
What is a corporation,
Can you list and explain six adva...
33
cards
Chapter 12 - Financing and Listing Securities (Done)
Can you describe the competitive ...,
What is a non competitive tender,
Can you explain why the governmen...
29
cards
Chapter 13 - Fundamental and Technical Analysis (Done)
What is fundamental analysis,
What is technical analysis,
What is the efficient market hypo...
12
cards
Chapter 14 - Company Analysis (Done)
What are the four main types of f...,
What do liquidity ratios measure,
Which ratios are included under l...
26
cards
Chapter 15 - Introduction to the Portfolio Approach (Done)
How can the rate of return be cal...,
How is the ex ante return calculated,
How is the ex post return calculated
26
cards
Chapter 16 - The Portfolio Management Process (Done)
What is the first step in the por...,
What factors should be considered...,
What is an investment policy stat...
14
cards
Chapter 17 - Mutual Funds: Structure and Regulation (Done)
What are managed products in the ...,
What is the difference between ac...,
What are some advantages of manag...
15
cards
Chapter 18 - Mutual Funds: Types and Features (Done)
What are money market funds,
What is the primary objective of ...,
What is a balance fund
12
cards
Chapter 19 - Exchange-Traded Funds (Done)
What are etfs,
How are etfs created and redeemed,
What are the key features of etfs
20
cards
Chapter 20 - Alternative Investments: Benefits, Risks, and Structure (Done)
What are alternative investments,
What are the three types of alter...,
What are some examples of alterna...
15
cards
Chapter 21 - Alternative Investments: Strategies and Performance (Done)
What are the three main types of ...,
What is an equity market neutral ...,
Can you provide an example of an ...
17
cards
Chapter 22 - Other Managed Products (Done)
What are segregated funds,
How are segregated funds regulate...,
What is the structure of segregat...
20
cards
Chapter 23 - Structured Products (Done)
What are structured products,
What are the five types of struct...,
What are principal protected note...
13
cards
Chapter 24 - Canadian Taxation (Done)
What are the different types of i...,
How do canadian tax brackets work,
How are dividends taxed in canada
14
cards
Chapter 25 - Fee-Based Accounts (Done)
What are fee based accounts,
What are the advantages of fee ba...,
What are the disadvantages of fee...
10
cards
Chapter 26 - Working with the Retail Client (Done)
What are the key objectives of a ...,
What are the six steps in the fin...,
How do you establish the client a...
10
cards
Chapter 27 - Working with the Institutional Client (Done)
What is the difference between th...,
Who are considered institutional ...,
What are the responsibilities of ...
10
cards
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Canadian Securities Course (CSC®)
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