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Maxwell Bowden
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Decks in this class (48)
Chapter 1 (Part 1)
What are the three central elemen...,
What is capital,
What is the definition of direct ...
5
cards
Chapter 1 (part 2)
Why is capital needed,
What happens if there is inadequa...,
What is the only source of capital
10
cards
Chapter 1 (part 3)
What is a security,
What are the 5 types of financial...,
What are 6 ways private equity is...
9
cards
Chapter 1 (part 4)
What are 3 financial markets,
What is a primary market,
What is a secondary market
10
cards
Chapter 1 (part 4) Stock exchanges
What products are traded on the tsx,
What products are traded on the t...,
What products are traded on the a...
7
cards
Chapter 1 (part 5)
What is a dealer market,
What securities are almost always...,
Where are companies required to r...
6
cards
Chapter 1 Terms
What is a treasury bill t bill,
What is a endowment fund,
What is commercial paper
4
cards
Chapter 2 (part 1)
What is a financial intermediary,
What are the 2 main roles of inve...,
What is a investment dealer
6
cards
Chapter 2 (part 2)
What are the 4 departments that m...,
What 5 positions make up a typica...,
What is the role of front office
5
cards
Chapter 2 (part 3)
What are the 2 roles investment d...,
What is underwriting,
What are 2 ways investment dealer...
4
cards
Chapter 2 (part 4)
In canada what organization clear...,
What is a schedule i bank,
What is a schedule ii bank
6
cards
Chapter 2 (part 5)
What are the 2 types of insurance...,
What are the 4 ways life insuranc...,
What are 7 products life insuranc...
7
cards
Chapter 3 (part 1)
Name the 2 federal regulators,
What are the 6 institutions the o...,
What are the 4 things canadian de...
6
cards
Chapter 3 (part 2)
What is the iiroc,
What are the 4 roles iiroc plays,
What is the mfda
10
cards
Chapter 3 (part 3)
What are the 8 jobs one can regis...,
What education do you need to bec...,
What is a the role of a gatekeeper
7
cards
Chapter 3 (part 4)
What are 6 examples of unethical ...,
What does dncl stand for,
What 5 things must a public compa...
9
cards
chapter 4 (part 1)
What is microeconomics,
What is macroeconomics,
The decision makers who are the t...
8
cards
Chapter 4 Business cycles
What are the 5 stages of the busi...,
What are the 3 types of economic ...,
What are four criteria statistics...
9
cards
Chapter 4 part 3
What is the natural unemployment ...,
Explain how the bank of canada co...,
What are 5 factors that influence...
10
cards
chapter 4 part 4
What is the output gap,
What is a negative output gap mean,
What is positive output gap mean
9
cards
chapter 4 (part 5)
What percent of the gdp is from i...,
What is the balance of payments,
What are the two components of th...
6
cards
chapter 6
What are 4 economic theories,
What is the rational expectation ...,
What is the keynesian theory
13
cards
chapter 6 part 2
What are 2 ways fiscal policy eff...,
What are 5 types of taxes,
Who is on the board of directors ...
7
cards
chapter 6 part 3
What is the goal of monetary poli...,
How does the bank measure its inf...,
How does the bank keep inflation ...
11
cards
chapter 6 part 4
What are the terms of a fixed inc...,
What are two benefits of borrowin...,
What is financial leverage
9
cards
chapter 6 part 5
What are the 4 lengths of maturit...,
What are 3 debt securities traded...,
What is a liquid bond
15
cards
chapter 6 part 6
What is a sinking fund,
What is a purchase fund,
What are the 8 protective provisi...
10
cards
chapter 6 part 7
What is a mortgage bond,
What are first mortgage bonds,
What is the after acquired clause...
13
cards
chapter 6 part 7
What is a bankers acceptance,
What is commercial paper,
What is a term deposit
7
cards
chapter 7d
What is present value
1
cards
chapter 8
Summary of common shares5 points,
Some of the benefits of buying st...,
What are retained earnings
16
cards
chapter 8 part 2
How are dividends calculated with...,
Explain how preffered shares are ...,
What are the benefits of preffere...
10
cards
chapter 8 part 3
What are retractable preffered sh...,
What is a soft retractable preffered,
What is a floating rate preffered
15
cards
chapter 9
How do cash accounts work,
How does a margin account work,
What is a long position
8
cards
chapter 9
Explain a trade on the stock mark...,
How does settlement work,
What are different types of buy a...
4
cards
Chapter 10
What is a derivative,
What are the two types of derivat...,
What are common features of a der...
13
cards
chapter 10 part 2
What is a option,
What are the 2 types of options,
What is the strike price
16
cards
chapter 10 part 3
How do margins work for futures c...,
What is marking to market,
What are rights and warrents
6
cards
Chapter 11
What are the 3 forms of business ...,
What is incorporation,
What are advantages of incorporation
16
cards
chapter 11 part 2
Who is permitted to submit bids t...,
What is a primary dealer,
What are the 3 terms put at the e...
13
cards
chapter 11 part 3
What are the two main types of de...,
What are other types of debt inst...,
What is a due diligence report
12
cards
chapter 11 part 4
What is a prospectus,
What is a material fact,
Explain the preliminary and final...
15
cards
chapter 11 part 5
What 3 actions can exchanges do o...,
Name 4 reasons why a company can ...
2
cards
Chapter 12
What is statement of financial po...,
What is the book value of a company,
What are the 4 items of non curre...
14
cards
chapter 12 part 2
What is the statement of comprehe...,
What are the 3 items of the compr...,
What are the 4 items of general e...
5
cards
chapter 13
What are the 3 market theories,
What factors dictate fundamental ...,
What is fundamental industry anal...
11
cards
chapter 13 part 2
What is the dividend discount model,
What is the price earnings ratio p e,
What is the most common reversal ...
12
cards
chapter 14
0
cards
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Canadian Securities Course Notes
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