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CF

This class was created by Brainscape user Annie wood. Visit their profile to learn more about the creator.

By: Annie wood
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Decks in this class (11)

1. MM Flotations
What happens after publishing pat...,
What is a standard listing on mm,
What is an institutional placing
138  cards
2.1 Prospectus Required?
What part of pr allows reg doc to...,
Where does the pro forma financia...,
Two requirements for prospectus t...
80  cards
2.2 Liability for the Prospectus
When is supplementary prospectus ...,
Where are persons responsible for...,
Who is unlikely to be liable for ...
47  cards
3. AIM
Example of what must be in pre ad...,
When must application docs be sent,
What is the tax advantage offered...
108  cards
4. Secondary Share Issue
What happens day after ri offer c...,
Two methods of making ri,
When is uw agreement dated for se...
124  cards
5.1 Disclosure: Continuing Disclosure Os, II
Two conditions before being able ...,
Under what part of 91 fsma can fc...,
Up or down price case
93  cards
5.2 Disclosure: Share Dealings
By when must issuer be notified o...,
Where are exceptional circumstanc...,
Which provision gives the time pe...
28  cards
6. Market Abuse & Insider Dealing
Which offence is a civil offence ...,
What procedure must be followed i...,
Where is engaging in id defined f...
48  cards
7. Intro to Loans
What rep is l unlikely to agree s...,
What should rep that info in info...,
What is the effect of a drawstop
98  cards
8. Intro to Bonds
What legislation defines mm as re...,
How long before intended approval...,
3 key docs to issue a eurobond li...
145  cards
9. Security
What should you check before acce...,
What part of re yorkshire did spe...,
Method of perfection if fixed cha...
90  cards

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CF

  • Class purpose General learning

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