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Mia Savory
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Decks in this class (5)
A. UK Regulatory Landscape
What is the prudential regulation...,
What is the financial policy comm...,
What is the objective of the fina...
10
cards
B. FCA Objectives
What 8 regulatory principles do t...,
What is the purpose of the fca ob...
2
cards
C. Scope And Powers
What powers does the fca have ove...,
Fsma allows the fca to take actio...,
Market abuse behaviours include
6
cards
D. Regulatory Supervision And Risk-based Approach
The fca s approach to regulation ...,
The fca adopted a risk based regu...,
3 different types of supervision
3
cards
E. Financial Stability And Prudential Regulation
What is free asset ratio far
1
cards
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CII R01 - Chapter 5
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