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SIE Exam flashcards

CISI Introduction to Securities and Investments 2025

This class was created by Brainscape user Jack Eden. Visit their profile to learn more about the creator.

By: Jack Eden
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Decks in this class (12)

Chapter 1 - Introduction: The Financial Services Sector
What does the financial services ...,
What are the top 5 global financi...,
What are the 2 areas within the f...
53  cards
Chapter 2 - The Economic Environment
What is a state controlled economy,
What is a market economy,
What is a mixed economy
59  cards
Chapter 3 - Equities
What two documents are required f...,
What is the difference between a ...,
How often do public companies nee...
79  cards
Chapter 4 - Bonds
What is a bond,
Who issues bonds,
Who issues corporate bonds
64  cards
Chapter 5 - Other Markets and Investments
What are instant access accounts,
What are fixed term accounts cash...,
What is the general interest rate...
40  cards
Chapter 6 - Derivatives
What is a commodity,
What four major forms do derivati...,
What is a derivative
58  cards
Chapter 7 - Investment Funds
What is the asset management sect...,
What is the role of the ia invest...,
Before making any investments wha...
58  cards
Chapter 8 - Financial Services, Regulation and Professional Integrity
What are the main purposes and ai...,
What is the fsma and when did it ...,
What are the 3 key parties involv...
53  cards
Chapter 9 - Taxation, Investment Wrappers and Trusts
What are the main taxes that affe...,
What are the three types of domic...,
If a uk resisdent whose permanent...
47  cards
Chapter 10 - Other Financial Products
What are the 3 ways that individu...,
What is an overdraft,
What is an authorised overdraft
48  cards
Chapter 11 - Financial Advice
0  cards
Exam Questions
A client is looking for an instru...,
Which of the following is a manda...,
What does the seller of an option...
19  cards

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CISI Introduction to Securities and Investments 2025

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