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SIE Exam flashcards

CISI introduction to securities and investments

This class was created by Brainscape user Sophie Vickers. Visit their profile to learn more about the creator.

By: Sophie Vickers
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Decks in this class (11)

Chapter 1 - Introduction to the financial services
What is a retail bank and activities,
What is a wholesale bank and its ...,
What are equity markets
29  cards
Chapter 2 - The Economic environment
What is a state controlled economy,
What is a market economy,
What is a mixed economy
38  cards
Chapter 3 - Equity
Which documentations are required...,
What does the memorandum of assoc...,
What does the article of associat...
66  cards
Chapter 4 - Bonds
What are the two main types of bonds,
Why are bonds raised and why do i...,
What are bonds also referred to as
33  cards
Chapter 5 - other markets and investments
What are cash depositors and the ...,
After 2016 how much do tax payers...,
What is the compensation scheme
20  cards
Chapter 6 - Derivatives
Define a derivative when was firs...,
Why are derivatives used,
What is a future what are two fea...
17  cards
Chapter 7 - investment funds
What is an investment fund how ar...,
What do investors typically consider,
What is a direct investment and w...
45  cards
Chapter 8 - Financial regulations and professional intergrity
What is the role of the government,
The main purposes of regulation,
The main
27  cards
Chapter 9 - Taxation, Investment Wrappers, Trusts
What are the main taxes for priva...,
What does domicile mean,
What are the three types of domicile
18  cards
Chapter 10 - Other Financial Products
What is an overdraft what does th...,
What does an unsecured loan mean ...,
What is a commercial loan
13  cards
Chapter 11 - Financial Advice
What are the different protection...,
What are the two types of busines...,
What are the key considerations w...
29  cards

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CISI introduction to securities and investments

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Looking for something else?

SIE Exam
  • 14 decks
  • 1,499 flashcards
  • 11,824 learners
Decks: Equity Securities, Debt Securities, Types Of Bonds, And more!
CISI Introduction to Securities & Inv...
  • 12 decks
  • 997 flashcards
  • 203 learners
Decks: Chapter 1 The Financial Services Sector, Chapter 2 The Economic Environment, Chapter 3 Equities, And more!
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