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Laura Capel
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Decks in this class (16)
Chapter 1 - THE ROLE OF THE CO SEC
What are four key process respons...,
What types of company must appoin...,
What are the best practice guidel...
51
cards
Chapter 2 - THE DIRECTORS
What are the two main types of co...,
What is the main duty of a director,
Who has the power to appoint and ...
49
cards
Chapter 3 - EFFECTIVE BOARD PRACTICES
1 which companies are required to...,
2 which companies must carry out ...,
3 who should evaluate the perform...
23
cards
Chapter 4 - THE MEMBERS
What two elements are required to...,
Who owns and controls a company w...,
What powers to members of share c...
50
cards
Chapter 5 - COMPANY COMPLIANCE
What must companies file with the...,
The creation of a company can be ...,
What are the four types of compan...
22
cards
Chapter 6 - ANNUAL OR INTEGRATED REPORT
Who is usually responsible for ov...,
Per ca2006 s 386 what companies a...,
What different sizes types of com...
20
cards
Chapter 7 - EXTERNAL AUDIT
What companies are exempt from audit,
Does an audit contain any assessm...,
Which documents and records are a...
16
cards
Chapter 8 - SECURITIES EXCHANGE LISTING REGIME
A listed company is one whose sha...,
What is the largest regulated mar...,
What body is the uk competent aut...
36
cards
Chapter 9 - MAINTENANCE OF RECORDS
What must the register of directo...,
Why is a service address allowed ...,
Should companies also keep a regi...
35
cards
Chapter 10 - CO SEC APPLICATIONS (SOFTWARE)
What two broad categories do co s...,
What is the online form document ...,
What should be prepared to assess...
6
cards
Chapter 11 - MINUTES
For what meetings must minutes be...,
What three key things must be rec...,
Does the act require for companie...
28
cards
Chapter 12 - REGULATORY OVERSIGHT
It is a recommendation of the ___...,
Board evaluations are often compr...,
Listed companies should outline t...
11
cards
Chapter 13 - REGULATION AND DISCLOSURE
Public disclosure of information ...,
All companies are under an obliga...,
What 4 pieces of company informat...
12
cards
Chapter 14 - MEETINGS OF MEMBERS AND SHAREHOLDERS
What principle describes all memb...,
Can members decisions be made by ...,
The members of a private company ...
37
cards
Chapter 15 - MEETINGS OF THE BOARD AND ITS COMMITTEES
What is the quorum for board meet...,
Who can elect the chair of the board,
Where are the rules and procedure...
9
cards
Chapter 16 - SHARES
Which organisations have oversigh...,
What is the name of the process t...,
Where a firm wishes to employ som...
67
cards
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Company Compliance & Administration
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