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By:
Matthew Leong
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Decks in this class (24)
Chapter 1 Canadian Securities Industry KT
The person for whom a broker exec...,
Financial technology companies th...,
The role of an investment dealer ...
18
cards
Chapter 1 Canadian Securities Industry RQ
Identify a characteristic of larg...,
Identify the action of a dealer a...,
Select the term that is used to r...
15
cards
Chapter 2 Capital Market KT
The ontario web based system to w...,
The market where newly issued sec...,
Privately owned computerized netw...
18
cards
Chapter 2 Capital RQ
Identify a characteristic of capi...,
Identify the transaction that tak...,
Question 3 of 15identify a differ...
15
cards
Chapter 3 Canadian Regulatory Environment KT
The canadian investment industry ...,
The self regulatory organization ...,
A web based system that permits m...
18
cards
Chapter 3 Canadian Regulatory Environment RQ
Identify the responsibility of th...,
Select the type of organization t...,
A client has the following accoun...
15
cards
Chapter 4 Economics KT
A graph showing the relationship ...,
Statistical data that on average ...,
Price index which measures the co...
18
cards
Chapter 4 Economics RQ
Identify a factor that would be a...,
Nigel has recently completed a ce...,
If production capacity is growing...
15
cards
Chapter 5 Economic Policy KT
The policy pursued by the federal...,
The minimum rate at which the ban...,
The accumulation of total governm...
12
cards
Chapter 5 Economic Policy RQ
Identify a function that the bank...,
What current monetary policy targ...,
How is the bank rate set a 025 ab...
15
cards
Chapter 6 Fixed-Income Securities: Features and Types KT
A bond secured by stocks or bonds...,
The value of a bond or debenture ...,
A bond or debenture issue in whic...
18
cards
Chapter 6 Fixed-Income Securities: Features and Types RQ
Why are government of canada real...,
Hardeep wishes to invest in a gic...,
B a sinking fund because retireme...
15
cards
Chapter 7 Fixed-Income Securities: Pricing and Trading KT
The current worth of a sum of mon...,
Interest accumulated on a bond or...,
Yield curve theory proposing that...
12
cards
Chapter 7 Fixed-Income Securities: Pricing and Trading RQ
Sarifa is considering investing i...,
Calculate the yield of a 92 day t...,
Calculate the approximate yield t...
15
cards
Chapter 8 Equity Securities: Common and Preferred Shares KT
A preferred share that may be red...,
The automatic reinvestment of sha...,
Interest or dividends that were n...
18
cards
Chapter 8 Equity Securities: Common and Preferred Shares RQ
Determine the investor who is mos...,
Identify an advantage for an inve...,
Identify the type of preferred sh...
15
cards
Chapter 9 Equity Securities: Equity Transactions KT
The date on which a securities bu...,
A type of brokerage account where...,
Also known as a stop loss order a...
16
cards
Chapter 9 Equity Securities: Equity Transactions RQ
Stefan s client has asked for an ...,
Select the characteristic of a ma...,
Identify the characteristics of m...
15
cards
Chapter 10 Derivatives KT
A written call option where the w...,
A call option contract sold by an...,
A contract that signifies an agre...
18
cards
Chapter 10 Derivatives RQ
Determine the investor who is spe...,
Identify a major objective of hed...,
Praachi deposits initial margin o...
15
cards
Chapter 11 Corporations and Their Financial Statements KT
Another name for a preliminary pr...,
A slang term used to indicate tha...,
Cash and assets which in the norm...
18
cards
Chapter 11 Corporations and Their Financial Statements RQ
Identify the correct statement s ...,
Identify the correct statements r...,
Abc co experiences a 100 000 loss...
15
cards
Chapter 12 Financing and Listing Securities KT
Another name for a preliminary pr...,
A slang term used to indicate tha...,
In house information circular for...
18
cards
Chapter 12 Financing and Listing Securities RQ
How often are 30 year government ...,
Identify the group that is allowe...,
Abc company has 155 million share...
15
cards
More about
CSC Volume 1
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CSC Volume 1
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- 233 flashcards
- 18 learners
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Ch 3 The Canadian Regulatory Environment, Ch 9 Equity Securities Equity Transactio, Ch 4 Overview Of The Economics, And more!
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