- decks
- flashcards
- learners
Decks in this class (9)
Verification
What is verification 1,
Verification notes must general 2,
Verification notes must specific 3
3
cards
Financial Promotions
Structure for exam 1,
1 has there been an invitation or...,
2 authorised person s 21 2 fsma 3
6
cards
Advertisements
Exam structure 1,
1 does the communication fall wit...,
2 what are the requirements if it...
4
cards
Does a doc fall within FP/Ads regimes?
Registration doc fp for purposes ...,
Registration doc fp authorised by...,
Registration doc fp falls under a...
20
cards
Responsibility
Is a person responsible for purpo...,
What is responsibility statement 2,
Directors and responsibility 3
6
cards
Civil Liability
What is s 90 liability 1,
Advantages of a s 90 fsma action 2,
Defences 3
5
cards
Criminal Liability
Misleading statements 1,
Fraud act 2,
Financial promotions 3
3
cards
Duties and Liabilities of Sponsor
Sponsor duties 1,
Sponsor liabilities 2
2
cards
Supplementary Prospectus
When does the need for a suppleme...,
Timing is it within the relevant ...,
Next steps if sp required if with...
9
cards
More about
EF 3 - Share Issue Liabilities
- Class purpose General learning
The creator of this class did not yet add a description for what is included in this class.
How studying works.
Brainscape's adaptive web mobile flashcards system will drill you on your weaknesses, using a pattern guaranteed to help you learn more in less time.
Add your own flashcards.
Either request "Edit" access from the author, or make a copy of the class to edit as your own. And you can always create a totally new class of your own too!
What's Brainscape anyway?
Brainscape is a digital flashcards platform where you can find, create, share, and study any subject on the planet.
We use an adaptive study algorithm that is proven to help you learn faster and remember longer....
Looking for something else?
Series 24 Group Share
- 42 decks
- 2929 flashcards
- 185 learners
Decks:
Fc Chapter 1, Fc Chapter 2, Fc Chapter 3, And more!
C13 Insurance Against Liability
- 10 decks
- 592 flashcards
- 295 learners
Decks:
Chapter 1 Introduction To Liability Insu, Chapter 2 Negligence The Abc Rule Common, Chapter 3 Defences Against Negligence In, And more!
Spanish 3/AP
- 37 decks
- 3481 flashcards
- 560 learners
Decks:
Top 500 Words, Frequency Vocab 11, Frequency Vocab 12, And more!
Series 52 Group Share
- 24 decks
- 1358 flashcards
- 10 learners
Decks:
Chapter 1 Study Notes, Chapter 2 Study Notes, Chapter 3 Study Notes, And more!
