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J12 - Securities Advice & Dealing

This class was created by Brainscape user Scott Harris. Visit their profile to learn more about the creator.

By: Scott Harris
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Decks in this class (13)

Cash, Money Markets & Foreign Exchange
Main risk consideration of cash,
Taxation of cash,
What are the min max contribution...
3  cards
Bonds
How frequently do uk us governmen...,
How much notice must an issuer gi...,
Which type of bond tends to have ...
27  cards
Equities
What is a private limited company...,
What two documents need to be com...,
What are the five model articles ...
11  cards
Derivatives
When does either party make payme...,
What does the buyer and seller ho...,
What s the difference between a c...
27  cards
Dealing
Do exchanged traded or otc produc...,
What are the two different types ...,
In an order driven market if two ...
16  cards
Collective Investment Schemes
Who is responsible for holding th...,
What role does the authorised cor...,
How do unit trusts and oeics tend...
51  cards
Investment Analysis
What accounting standards must fi...,
What three parts make up a compan...,
What are the three methods for in...
17  cards
Financial Markets
How many independant non executiv...,
How often are ftse350 directors r...,
Who must clearing houses be recog...
36  cards
Clearing and settlement
1  cards
Portfolio Construction
For normally distributed portfoli...,
Why is the optimal risk portfolio...,
What are some drawbacks of mpt
30  cards
Investment advice process
0  cards
Market information and research
0  cards
Sample exam questions
What type of derivative is usuall...,
What price are gilts usually trad...,
In what form do governments tend ...
31  cards

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J12 - Securities Advice & Dealing

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