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Decks in this class (44)
CLP
What does the sra standards and r...,
What are the 7 sra principles 2,
Which takes precedence should pri...
19
cards
BLP
What are the three direct involvm...,
What is an authorised disclosure 2,
What does section 338 2 say 3
19
cards
BLP II
What does the mlr money launderin...,
What does regulation 27 say 2,
When is a business relationship e...
18
cards
The Equality Act 2010
What does the equality act 2010 do 1,
What are the protected characteri...,
What is indirect discrimination 3
17
cards
Client complaints
To whom can a client complain to 1,
What does sra expect every law fi...,
If firm s internal complaints pro...
5
cards
Funding
DR
3
cards
Confidentialty and Disclosure
What does ccs and ccf 63 say 1,
What are the exceptions in which ...,
What does ccs and ccf 64 3
9
cards
Managing a client's instructions?
What are the the three cs 1,
What does cdd relate to 2,
What is involved in the identific...
12
cards
Conflict of interests & conflict checks
What are the two types of conflic...,
How is an own interest conflict d...,
Provide some examples of an own i...
8
cards
Client care
In order to treat clients fairly ...,
What are some of the level of ser...,
When are good reasons to terminat...
14
cards
Financial management: law firm
What outgoings do law firms have 1,
What are the number of methods fi...,
How does hourly charging work 3
9
cards
SRA Acccount Rules: reports and records
What does the sra accounts rules ...,
Who do the sra accounts rules app...,
What is the structure of the sra ...
15
cards
Client money
How does the sra go about achieiv...,
How do you define client money 2,
Define regulated services 3
23
cards
DR - civil court system
What are the main civil courts 1,
How do you decide whether a proce...,
The county court 3
10
cards
DR - intro to costs
What are two considerations made ...,
What are some of the costs a part...,
Why is a party at risk of being o...
14
cards
The Rules of Precedent
DR
7
cards
Money laundering
What is money laundering 1,
What key pieces of legislation re...,
Who do the money laundering rules...
10
cards
CCD Evidence
What guidance is given to legal p...,
What examples of evidence of iden...,
What examples of evidence of iden...
7
cards
Double entry book keeping
What does rule 81 say about clien...,
What are the subsections within r...,
Where are the entries for transac...
9
cards
Professional conduct issues in property transactions
When accepting instructions to ac...,
Can you provide a competent and t...,
Are you authorised to act on your...
7
cards
Maintaining trust and acting fairly
What is the difference between ac...,
The first section of ccs relates ...
2
cards
Disbursements and VAT
Step 1 is vat payable on disburse...,
Step 2 paying as agent or princip...,
Step 2 paying as agent or princip...
3
cards
Double-entry bookkeeping rules
How should cheques payable to the...,
What is petty cash and how is it ...,
What happens when the client repa...
8
cards
Deposit accounting entries - property transaction
Entries for depositing money rece...,
Entries for deposit paid by buyer...,
Recepit of deposit by seller s so...
5
cards
Mortgage accounting entries
Client money in mortgage transact...,
Mortgage funds receipt of funds f...,
Mortgage funds receipt of funds f...
6
cards
SRA Account Rules: joint & client's own account
Who is responsible for compliance...,
What does sra say on joint accoun...,
Which sra account rules apply to ...
4
cards
SRA Account Rules: third party managed accounts
What is a third party managed acc...,
What does the account rules say o...,
What are the requirements of tpma 2
3
cards
Client account and payments in
What are the key information abou...
1
cards
Paying interest on client account
What does sra account rules say o...,
Payment of interest on main clien...,
Recording receipt of interest ear...
9
cards
Entries issuing and paying a bill
Issuing a bill of costs 1,
Entries for issuing a bill to cli...,
Vat on the bill 3
8
cards
Issuing and paying bill to lender client
How are lender s bill plus vat re...,
Billing lender no separate ledger 2,
Billing lender with separate ledg...
7
cards
Entries bad debts and abatement of bills
When may abating a bill occur 1,
Entries abating bill plus vat 2,
When may an authorised body have ...
5
cards
SRA Risk Outlook
What did sra risk outlook identif...,
What consequence impact does fail...,
What does sra recommend as risk f...
3
cards
Types of legal businesses
When must a legal business be aut...,
What are reserved legal activities 2,
In what situation may an organisa...
8
cards
Regulation of Financial Services
Why are financial services regula...,
Who regulates financial services 2,
Can a law firm give financial adv...
5
cards
FSMA decision tree summary
What is the first step in knowing...,
What is the second step for needi...,
What is the third step for needin...
7
cards
FSMA step 1 & 2
Step 1 is there a specified inves...,
When is a contract a regulated mo...,
Step 2 is there a specified activ...
4
cards
FSMA step 3
Step 3 is there an exclusion avai...,
What does the necessary part excl...,
When can necessary part exclusion...
7
cards
FSMA step 4
What is the general exemption to ...,
What conditions must be satisfied...,
What does it mean for regulated a...
7
cards
FSMA - restrictions relating to share sales
What are the two restriction on s...,
What is the rule on restriction o...,
What exemptions apply to the rest...
8
cards
Dealing with courts & clients
What is an undertaking 1,
What does the sra rules say on un...,
What is a good practice in regard...
7
cards
Publicity, introduction & referrals
What does the sra say regarding p...,
What does the sra say about costs...,
What does the sra say about regul...
11
cards
Risks facing legal profession
What are some of the risks the sr...,
What are some of the ccs and ccf ...
2
cards
COLPs and COFAs
What is a colp and a cofa 1,
What is the requirement on an aut...,
Who is eligible to be a firm s co...
9
cards
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Professional Conduct
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