This class was created by Brainscape user Abdulrafi Macabando. Visit their profile to learn more about the creator.

Decks in this class (11)

Responsibilities
The sea of 1933 applies to the re...,
The sea of 1934 applies to the re...,
Private securities litigation ref...
9  cards
Federal Securities Regulations
What is the exemption to the gene...,
Which sec regulation d rule provi...,
What are the offerings limitation...
23  cards
Contracts
This maintains the contractual re...,
This releases one party to a cont...,
This is the prohibition of introd...
14  cards
Sales contracts
Up to what amount can seller reta...,
The general terms as is or with a...,
Title and risk of loss transfer t...
20  cards
Business Structures
If a corporation already owns 90 ...,
This partner has a fiduciary duty...,
This business structure provides ...
18  cards
Regulation of Business Employment, Environment & Antitrust
Workers compensation insurance is...,
This act establishes requirements...,
Workers compensation laws are bas...
4  cards
Property Law & Intellectual Property Rights
This can be considered either a p...,
A mortgage must be in the form of...,
Mortgage may be given in exchange...
20  cards
Agency
An agent gratuitous or not has a ...,
Which of the following remedies i...,
What is the minimum age requireme...
13  cards
Secured Transactions
Filing a financing statement is r...,
If the purchase money security in...,
If the purchase money security in...
17  cards
Bankruptcy
In a chapter 11 bankruptcy which ...,
Under a chapter 7 bankruptcy a ba...,
Under a chapter 7 bankruptcy a de...
28  cards
Accountant Liability
Under the anti fraud provisions o...,
The anti fraud provisions of the ...,
Under section 11 of the 1933 act ...
3  cards

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REG

  • Class purpose General learning

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