This class was created by Brainscape user Jason Kang. Visit their profile to learn more about the creator.
By:
Jason Kang
- decks
- flashcards
- learners
Decks in this class (11)
Unit 1 Supervision of Registration of the BD and Personnel Management Activities
Foreign associates of a member fi...,
Required information on form u4 i...,
If an individual fails a qualific...
53
cards
Unit 2 Supervision of General BD Activities
When determining if a client qual...,
Sales charges are applicable to a...,
To qualify as a reit certain irs ...
119
cards
Unit 3 Supervision of Retail and Inst Customer-Related Activities
During an examination of bda finr...,
Retail communications relating to...,
Which of the following is classif...
41
cards
Unit 4 Supervision of Trading and Market Making
In an active competitive market t...,
Under rules a nondirected order m...,
A nasdaq market maker uses an in ...
123
cards
Unit 5 Supervision of Investment Banking and Research
For an additional issue offering ...,
The sec exchange act of 1934 appl...,
Which of the following sec are ex...
80
cards
Series 24 Warm-Up Test
The following dealer quotes for x...,
Member firms may contract with a ...,
During the waiting period for an ...
15
cards
Unit 1 - Test Prep
A rr has been called into active ...,
An outside independent bookkeeper...,
Which if the below would be deeme...
5
cards
Unit 2 - Test Prep
All of the following statements r...,
A rr may conduct business from hi...,
Which of the following statements...
14
cards
Unit 3 - Test Prep
All of the below may be used to v...,
All of the below may be found on ...,
Customer statements are sent
5
cards
Unit 4 - Test Prep
Abc bd has an order to buy and se...,
A mm of a global select stock wis...,
A quote is entered at 2250 2300 w...
9
cards
Unit 5 - Test Prep
An offering in which one ore more...,
All of the below securities would...,
The prospectus delivery requireme...
8
cards
More about
series 24
- Class purpose General learning
Learn faster with Brainscape on your web, iPhone, or Android device. Study Jason Kang's Series 24 flashcards now!
How studying works.
Brainscape's adaptive web mobile flashcards system will drill you on your weaknesses, using a pattern guaranteed to help you learn more in less time.
Add your own flashcards.
Either request "Edit" access from the author, or make a copy of the class to edit as your own. And you can always create a totally new class of your own too!
What's Brainscape anyway?
Brainscape is a digital flashcards platform where you can find, create, share, and study any subject on the planet.
We use an adaptive study algorithm that is proven to help you learn faster and remember longer....
Looking for something else?
Series 7
- 34 decks
- 1212 flashcards
- 30 learners
Decks:
Customer Accounts, Margin Rules, Long Margin Accounts, And more!
R03 Personal Taxation 2023/24
- 47 decks
- 1193 flashcards
- 36 learners
Decks:
1 Income Tax A, 1 Income Tax B C, 1 Income Tax D, And more!
