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Series 24

This class was created by Brainscape user Bridgette Dougherty. Visit their profile to learn more about the creator.

By: Bridgette Dougherty
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Decks in this class (3)

Definitions
Regulation a offering,
Regulation d offering private pla...,
Regulation g
218  cards
Rules & Regulations
Sec rule 10b 18,
Regulation sho,
Regulation s p privacy rules
22  cards
Chapter 10
If a bd is a member of an uw synd...,
Reasons for an excused withdrawal...,
Who typically uses a vwap transac...
49  cards

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Series 24

  • Class purpose General learning

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Series 24 Group Share
  • 42 decks
  • 2929 flashcards
  • 166 learners
Decks: Fc Chapter 1, Fc Chapter 2, Fc Chapter 3, And more!
Series 24
  • 12 decks
  • 293 flashcards
  • 20 learners
Decks: Chapter 1 Brokerage Office Procedures, The Numbers, Chapter 2 Recordkeeping Financial Requir, And more!
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