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By:
Joe Kennedy
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Decks in this class (17)
Section 2a
Business risk,
Credit risk,
Specialized mutual funds
4
cards
Section 2a Risk Spectrum
Moderate risk,
Higher risk,
Liquid investments include
4
cards
Section 2a Suitability Recomendations
Investment objective growth balan...,
Investment objective growth aggre...,
Investment objective income
6
cards
Section 2
Defined contribution pension plan,
Municipal bond interest income vs...,
Qualified mutual fund dividends
9
cards
Section 2b
Current yield formula
1
cards
Section 2b U.S. Government Securities
Series ee bonds,
Series i bonds,
4 types of marketable government ...
6
cards
Section 2c
What are the 3 general types of i...
1
cards
Random
How often is continuing education...,
What complaints must be reported ...,
Finra punishment includes
66
cards
Potential Test Questions
Which of these would be a suitabl...,
If there is a test question that ...,
If a test question says when they...
8
cards
More Random
Warrants,
If an over the count stock is quo...,
Mutual fund investors cost base
8
cards
Kaplan Section 1
Gdp gross domestic product measur...,
The president and congress have a...,
Warrants
16
cards
Kaplan Section 2
Balanced fund,
Specialized fund,
What does the public offering pri...
20
cards
Kaplan Section 3
Deferred compensation plans,
Per quiz question whenever you se...,
Erisa
14
cards
Kaplan Section 4
Class a shares carry what type of...,
Class b shares carry what type of...,
Class c shares carry what type of...
4
cards
Kaplan Section 5
What must appear on the applicati...,
Who are disputes regarding the pr...,
What is tod
12
cards
Kaplan Random
What is the primary feature in pr...,
What is a 2 for 1 stock split,
Nominal yield
26
cards
Kaplan Random #2
Cost basis on gifted securities,
Convertible bonds,
An increase in bond market prices...
24
cards
More about
Series 6
- Class purpose General learning
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