This class was created by Brainscape user Swati Olebe. Visit their profile to learn more about the creator.
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Swati Olebe
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Decks in this class (3)
Introduction to the Securitites Industry
Primary market,
Secondary market,
Securities act of 1933
27
cards
Customer Accounts
Opening customer accounts,
New account documentation,
Arbitration clauses
20
cards
Servicing and Maintaining Customer Accounts
Conduct rules,
Street name securities,
Commingling
18
cards
More about
Series 7 Exam
- Class purpose General learning
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