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Decks in this class (16)
Unit 1
Nic 1,
Tic 2,
1 point 3
11
cards
Unit 3
Dvp rvp 1,
Sovereign debt 2,
Duration 3
12
cards
Unit 5, Municipal securities
Fmv 1,
Bona fide 2,
Bond counsel 3
33
cards
Unit 6, 7
Mbs 1,
Pcs 2,
Gmcs 3
12
cards
Unit 17
Emma 1
1
cards
Unit 8, 9
Oex 1,
Spx 2,
Mmi 3
16
cards
Unit 4
Debenture 1
1
cards
Misc
Fdic 1,
Finra 2,
Msrb 3
3
cards
Unit 10, 11, 12
Relp 1,
Tax basis 2,
Economic viability soundness 3
21
cards
Unit 13
Reverse churning 1,
Erisa 2,
Payroll deduction plan 3
15
cards
Unit 14, 15
Specified adult 1,
Regulation fd 2,
Mnpi 3
19
cards
Unit 16
Dea 1,
Freeriding 2,
Sma 3
21
cards
Unit 17
Nasdaq 1,
Cat 2,
Nms 3
20
cards
Unit 18
Mnpi 1,
Acats 2,
Tif 3
6
cards
Unit 19/20
Ipr 1,
Crd 2,
Considerations for determining if...
7
cards
Misc Review
Scale or reoffering scale 1,
Recapture 2,
Recourse debt 3
6
cards
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Series 7, Kaplan 3rd Edition
- Full test name Unspecified
- Test acronym Unspecified
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