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Series 7 Top-off Exam flashcards

SERIES 7 TOPOFF -- SANDBOX

This class was created by Brainscape user Andrew Cohen. Visit their profile to learn more about the creator.

By: Andrew Cohen
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Decks in this class (8)

Communications with the Public & New Issue Market
This deck focuses on terms and concepts relating to the securities issuance process as well as communications with the public.
150  cards
Customer Accounts & Retirement Plans
This deck focuses on the account opening process, types of customer accounts and account titles, as well as corporate and individual retirement plans.
122  cards
Securities Products & Suitability
This deck focuses on securities products including, debt, equities, investment company products, annuities, as well as investor suitability.
432  cards
Options
This deck focuses on the options market, including option strategies and calculations.
250  cards
Direct Participation Programs
This deck focuses on direct participation programs, including the different types and characteristics of limited partnerships.
73  cards
Municipal Securities
This deck focuses on municipal securities characteristics, taxation, and regulation by the MSRB.
237  cards
Margin Accounts
This deck focuses on margin accounts, including both long and short margin accounting.
112  cards
The Secondary Market, Equity Trading, & Dispute Resolution
This deck focuses on terms and concepts relating to the secondary market, equity trading, and industry dispute resolution.
145  cards

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SERIES 7 TOPOFF -- SANDBOX

  • Class purpose General learning

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