This class was created by Brainscape user Brad Erhart. Visit their profile to learn more about the creator.
By:
Brad Erhart
- decks
- flashcards
- learners
Decks in this class (16)
Chapter 1: Data Collection And Analysis
Form 8 k,
Edgar,
Form 10 k
17
cards
Chapter 1: Analysis & Evaluation Of Data
Current ratio working capital ratio,
Quick ratio,
Debt to equity ratio
92
cards
Chapter 1: Analysis of Markets and Industry Trends
Functions of financial markets,
Stock markets,
Bond markets
33
cards
Chapter 1: Characteristics of Securities & Other Financial Instruments
Equity securities,
Common stock,
Rights of common holders
60
cards
Chapter 1: Analysis of Trends in Precedent Transactions
Registration statements,
Going private transaction,
Schedule 13e 3
7
cards
Chapter 1: Analysis of Investor and Shareholder Data
Growth investment strategy,
Aggressive growth investment stra...,
Capital appreciation investment s...
22
cards
Chapter 1: Analysis of Alternatives Available to Companies
C corporations,
S corporations,
S corp requirements
25
cards
Chapter 1: Due Diligence Activities
Business and operational dd,
Financial and accounting dd,
Legal dd
14
cards
Chapter 2: Public Offerings
Securities act of 1933,
Section 5 of the securities act,
Pre filing period
61
cards
Chapter 2: Activities of the Underwriting Syndicate
Agreement among underwriters,
Underwriting agreement,
Types of underwriting commitments
5
cards
Chapter 2: Execution and Distribution
Finra rule 5141,
Finra rule 5130,
Finra rule 6130 no ipo sales befo...
11
cards
Chapter 2: Post Execution Activities for Financing Deals
6 year records,
3 year records,
Records to be kept current
6
cards
Chapter 2: Exemptions From The Registration Requirements of the '33 Act
Types of securities that are exempt,
Regulation d,
Reg d rule 501
10
cards
Chapter 3: M&A Sell Side Transactions
Divesture,
Spinoff,
Stock purchase
6
cards
Chapter 3: Fairness Opinions
Finra rule 5150
1
cards
Chapter 3: SEC Rules Applicable to M&A
Sec rule 145,
Form s 4,
Sec rule 165
5
cards
More about
Series 79
- Class purpose General learning
Learn faster with Brainscape on your web, iPhone, or Android device. Study Brad Erhart's Series 79 flashcards now!
How studying works.
Brainscape's adaptive web mobile flashcards system will drill you on your weaknesses, using a pattern guaranteed to help you learn more in less time.
Add your own flashcards.
Either request "Edit" access from the author, or make a copy of the class to edit as your own. And you can always create a totally new class of your own too!
What's Brainscape anyway?
Brainscape is a digital flashcards platform where you can find, create, share, and study any subject on the planet.
We use an adaptive study algorithm that is proven to help you learn faster and remember longer....
Looking for something else?
Series 79 Top-Off Exam
- 3 decks
- 448 flashcards
- 810 learners
Decks:
1 Capital Market Activities Securities R, 2 Financial Statements Valuation, 3 Mergers Acquisitions Tender Offers And, And more!
Series 79
- 4 decks
- 481 flashcards
- 2 learners
Decks:
Section 1 Collection Analysis And Evalua, Section 2 2 3 9 14 16 Underwriting New F, Section 3 8 15 17 Mergers And Acquisitio, And more!
Anatomy & Physiology Series
- 39 decks
- 1801 flashcards
- 42 learners
Decks:
Surface Anatomy, Histology, Muscles Of The Axial Skeleton, And more!
