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Ma Sha
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Decks in this class (18)
All definitions
Inflation,
Liquidity,
Interbank market
27
cards
OTHER DIRECT INVESTMENTS
What are shares also known as equ...,
What rights do holders of shares ...,
How are share performances assessed
12
cards
COLLECTIVE INVESTMENTS
Name some collective investments,
Advantages of collective investments,
What are unit trusts
15
cards
COLLECTIVE INVESTMENTS (Continued)
What are investment trusts,
How do you invest in an inv trust,
Fee
30
cards
10) PENSION PRODUCTS
Who is entitled to a state pension,
What is the difference between de...,
What tax reliefs and allowances a...
9
cards
12) Health and general insurance
What is critical illness cover,
What does critical illness gen cover,
What may c illness cover be used for
14
cards
13) SECURED AND UNSECURED LENDING
Explain secured and unsecured len...,
How do capital repayment and inte...,
What are the popular methods of f...
17
cards
13) UNDERSTANDING AND SATISFYING CUSTOMER NEEDS
How do fin needs change typically...,
What are some of the hard facts w...,
What other soft facts must a fin ...
10
cards
15) THE MAIN ADVICE AREAS
What is the impact of death of a ...,
What three approaches can a busi ...,
Five approaches to categorising s...
6
cards
16) KEY LEGAL CONCEPTS
What is a legal person,
How does liability differ between...,
Requirements for a contract to be...
9
cards
17) THE FCA'S AIMS AND ACTIVITIES
Why is regln of finl serv sector ...,
Define conduct regulation,
Define prudential regulation
10
cards
18) REGULATING FIRMS AND INDIVIDUALS
Name six regulated activities,
Name six examples of regulated in...,
Three tiers of senior managers an...
14
cards
19) PRUDENTIAL SUPERVISION
In prudential mgt what are the ro...,
What is capital adequacy,
What is liquidity risk
18
cards
20) CONDUCT OF BUSINESS REQUIREMENTS
Explain the difference between an...,
What are the conduct of business ...,
What are the types of client
22
cards
21) CONDUCT OF BUSINESS REQUIREMENTS II
Explain the situations in which m...,
What is the diff betn first charg...,
How is buy to let different from ...
28
cards
22) CONSUMER CREDIT
What are the consumer credit acts...,
Who is respon for enforcement of ...,
Cca 1974 applies to
16
cards
23) ANTI-MONEY LAUNDERING
What is money laundering,
Examples of money laundering,
Which are the principal money lau...
14
cards
24) Other regulation affecting the advice process
What are the rules relating to da...,
When did general data protection ...,
What are data protection principl...
17
cards
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UK FINANCIAL REGULATION
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UK Financial Regulation
- 7 decks
- 475 flashcards
- 128 learners
Decks:
The Regulatory Environment, The Financial Services And Markets Act 2, Associated Legislation And Regulation, And more!
