This class was created by Brainscape user Lee Stapleton. Visit their profile to learn more about the creator.
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Lee Stapleton
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Decks in this class (25)
Intro financial Services Industry
Money is a medium of exchange can...,
How can a bank involved in wholes...,
What are the four main reasons wh...
10
cards
Economic Policy And Financial Regulation
The european unionhas issued a ne...,
What is meant by macroeconomic ob...,
What are the four key macroeconom...
11
cards
UK Taxation 1
Which of the following people wou...,
Which of the following will not b...,
On which of the following would a...
15
cards
UK Taxation II
In july 2016 joan made a gift to ...,
Melanie bought a painting in a ch...,
For how many years can the annual...
12
cards
State Benefits And HMRC tax Credits
Jane and john have two young daug...,
Which forms of employment and sup...,
A major difference between the ba...
13
cards
Direct Investments: Cash And Fixed Interest Securities
A bank deposit account instant ac...,
What if any is the minimum age at...,
Interest on ns i income bonds is ...
11
cards
Other Direct Investments
What are ordinary shares what are...,
What are securities,
Factors affecting share prices
13
cards
Collective Investments
Unit trusts investment trusts and...,
With regard to unit trusts what d...,
A unit trust funds assets are own...
11
cards
Tax Wrappers
Eligibility rules for isas,
Stella aged 24 has invested 4000 ...,
Inwhat circumstances is an additi...
10
cards
Pensions
Pat has been employed by telephon...,
Marta is 37 and pays 3 per cent o...,
Explain what is meant by the term...
11
cards
Life Assurance
Where a claim is made on a term a...,
What is the main benefit of a con...,
Which of the following statements...
10
cards
Health And General Insurance
Julie wants to make sure she can ...,
The contents of charlene s home a...,
When gary was diagnosed with bowe...
12
cards
Secured And Unsecured Lending
Define a a mortgagor b a mortgagee,
Whichbif the following is not tru...,
For what reason might an isa not ...
10
cards
Understanding And Satisfying Customer Needs
Which of the following would norm...,
Why is it important to establish ...,
Which of the following would norm...
10
cards
The Main Advice Areas
What main factors affect the calc...,
What is the purpose of key person...,
Hegley surveying services wants t...
10
cards
Key Legal Concepts
What is realty personaltyjoint te...,
Marian was married but had no chi...,
Jagdeep is a partner in pascoe pa...
12
cards
UNIT 2 The FCA’s Aims And Activities
The main driver for changes to th...,
The fca s role is to identify and...,
The fca is the conduct regulator ...
15
cards
Regulating Firms And Individuals
What is oart 4a permission,
One of the reasons why direct inv...,
When assessing a person is fit an...
13
cards
Prudential Supervision
Who is responsible for the pruden...,
Why does the fca concentrate on m...,
Capital adequacy requirements are...
14
cards
Conduct Of Business Requirements
Which of the three categories of ...,
If a client intends to purchase a...,
A restricted advisor is one who a...
15
cards
Conduct Of Business Requirements II
A mortgage arranged for which of ...,
Which if the following methids of...,
Maurice wants to use the equity i...
10
cards
Consumer Credit
Which of the following is exempt ...,
How does providing an apr in rela...,
Businesses are not protected by t...
10
cards
Anti Money Laundering
If a staff member of a financial ...,
Transferring criminally obtained ...,
The fatfs role is to establish a ...
10
cards
Other Regulation Affecting The Advice Process
What is the difference between a ...,
What does gdpr define as sensitiv...,
Whoch of the following is not one...
10
cards
Consumer Rights, Complaints And Compensation
In situations where alternative d...,
In summary in what circumstances ...,
Which of the following would not ...
10
cards
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UKFR
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