This class was created by Brainscape user JS Bank. Visit their profile to learn more about the creator.
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JS Bank
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Decks in this class (14)
Derivatives Transactions
Protective put is a position that...,
In trading futures and options li...,
In futures transactions of securi...
9
cards
Incidental Businesses
Intermediary brokerage or agency ...
1
cards
Basic Knowledge Concerning Econmics, Finance And Fiscal Policy
Cpi does not cover non consumptio...,
The principe or equivalent or thr...,
The ratio of savings divided by p...
5
cards
Articles Of Association And Various Rules Of The Association
An association member must establ...,
When conducting solicitations wit...,
When an employee of an associatio...
3
cards
Equity Business
Based on settlement differences d...,
In margin transactions local gove...,
When a short position in margin t...
9
cards
Articles Of Incorporation And Various Regulations Of The Exchanges
In connection with transaction du...,
Customer of trading participants ...,
Zaraba is a method to determine t...
3
cards
Law Relating To Solicitation And Sales Of Financial Instruments
Under the act of prevention and t...
1
cards
Taxation Of Securities Transactions
Under the system of tax exempt in...,
Income from redemption and transf...,
A resident is not required to fil...
4
cards
Financial Statements And Corporate Analysis
On the balance sheet inventory as...,
On bs goodwill and patents are cl...,
On bs all prepaid expenses are cl...
9
cards
Stock Company Law In General
A company might prescribe the sha...,
Acquisition of treasury stocks is...,
If a public company does not call...
6
cards
Investment Trust And Investment Corporations Business
A trust company or an authorized ...,
In the investment corporation sys...,
Real property real estate lees go...
7
cards
Bond Business
Short selling restriction is appl...,
The dumbbell type portfolio is a ...,
During the period when benchmark ...
14
cards
Financial Instruments and Exchange Act
When a financial instrument busin...,
If registration as a sales repres...,
It is prohibited for a financial ...
16
cards
Ratio
0
cards
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