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  • FCA conduct of business and client asset sourcebooks
    FCA conduct of business and client asset sourcebooks

    FCA conduct of business and client asset sourcebooks

    By: Luke Harding
    Section 1, Section 2, Section 3...
    10
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    108
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    3
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  • The FCA's Conduct of Business and Client Assets Sourcebooks
    The FCA's Conduct of Business and Client Assets Sourcebooks

    The FCA's Conduct of Business and Client Assets Sourcebooks

    By: Joseph Adams
    1.) Application and General Provisions of COBS, 1.2) Firms Subject to COBS, 1.3) Activities Subject to COBS...
    11
    Decks
    73
    Flashcards
    1
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  • Chapter 10 - FCA and PRA conduct of Business, Fair Treatment and Client Money protection
    Chapter 10 - FCA and PRA conduct of Business, Fair Treatment and Client Money protection

    Chapter 10 - FCA and PRA conduct of Business, Fair Treatment and Client Money protection

    By: Luke O'Mahoney
    Client Categorisation, COBS, Financial Promotions rules...
    8
    Decks
    60
    Flashcards
    1
    Learner
  • SQE Master Set
    SQE Master Set

    SQE Master Set

    By: Sim S
    Professional Conduct: Regulatory and Legal Environment, Professional Conduct: The Client Relationship, Professional Conduct: Managing Risk...
    139
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    8,455
    Flashcards
    5
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  • RICS APC QS
    RICS APC QS

    RICS APC QS

    By: Chris Graves
    Ethics, Rules of Conduct and Professionalism, Client Care, Communication & Negotiation...
    20
    Decks
    1,298
    Flashcards
    59
    Learners
  • APC Residential HC
    APC Residential HC

    APC Residential HC

    By: Hannah Coleman
    Hot Topics, Reference/RICS Documents, 1 - Definitions...
    33
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    2,679
    Flashcards
    37
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  • APC Commercial Real Estate 2021
    APC Commercial Real Estate 2021

    APC Commercial Real Estate 2021

    By: Ola Alade
    Conduct rules, ethics and professional practice, Health & safety, Ethics...
    27
    Decks
    888
    Flashcards
    47
    Learners
  • UK FINANCIAL REGULATION
    UK FINANCIAL REGULATION

    UK FINANCIAL REGULATION

    By: Ma Sha
    All definitions, OTHER DIRECT INVESTMENTS, COLLECTIVE INVESTMENTS...
    18
    Decks
    288
    Flashcards
    172
    Learners
  • APC QS Civil Eng Pathway SRH
    APC QS Civil Eng Pathway SRH

    APC QS Civil Eng Pathway SRH

    By: Shannice R
    Sustainability, Procurement and Tendering, Accounting Principles and Procedures...
    22
    Decks
    1,309
    Flashcards
    66
    Learners
  • SQE1 Volume 1
    SQE1 Volume 1

    SQE1 Volume 1

    By: Jess Rees
    Legal System Of England & Wales, Constitutional and Administrative Law and EU Law, Ethics and Professional Conduct...
    16
    Decks
    3,225
    Flashcards
    135
    Learners
  • CeMAP 1 (Unit two)
    CeMAP 1 (Unit two)

    CeMAP 1 (Unit two)

    By: Grace Barritt
    Topic 17 (The FCA's aims and activities), Topic 18 (Regulating firms and individual), Topic 19 (Prudential supervision)...
    9
    Decks
    192
    Flashcards
    120
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  • EHAPC
    EHAPC

    EHAPC

    By: Emily Hart
    Ethics, Rules of Conduct and Professionalism: RICS REQUIREMENTS, RICS Rules of Conduct, Professional Practice issues (Rules of Conduct, 2021)...
    41
    Decks
    1,721
    Flashcards
    12
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  • Cemap unit 1
    Cemap unit 1

    Cemap unit 1

    By: Molly Hill
    unit 1 into to financial services, unit 1 topic 2- economic policy, Unit 1 topic 3 - Taxation...
    25
    Decks
    818
    Flashcards
    1,170
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  • MCOB for cemap 2 and 3
    MCOB for cemap 2 and 3

    MCOB for cemap 2 and 3

    By: steven carman
    Unit 2 Topic 20 - Conduct of business requirements I, Unit 2 Topic 21 - Conduct of business requirements 2
    2
    Decks
    47
    Flashcards
    54
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  • APC +
    APC +

    APC +

    By: Sam Nicholson
    Hot Topics, Reference/RICS Documents, 1 - Definitions...
    25
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    3,013
    Flashcards
    902
    Learners
  • CISI UK Financial Regulations
    CISI UK Financial Regulations

    CISI UK Financial Regulations

    By: Bethan Parfitt
    1. The Regulatory Environment, 2. The Financial Services and Markets Act 2000 and Financial Services Act 2012, 3. Associate Legislation and Regulation...
    6
    Decks
    797
    Flashcards
    344
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  • All Notecards
    All Notecards

    All Notecards

    By: Alyssa Applegate
    U.S. Employment Laws and Regulations, Critical Evaluation, Business Acumen & Consultation...
    32
    Decks
    2,459
    Flashcards
    6
    Learners
  • APC Corporate Real Estate
    APC Corporate Real Estate

    APC Corporate Real Estate

    By: William Jarvis-Smith
    Strategic Real Estate Consultancy, Workspace Strategy - Level 1, Business Alignment...
    35
    Decks
    1,134
    Flashcards
    1
    Learner
  • SQE 1
    SQE 1

    SQE 1

    By: Lucie Millington
    Criminal Law, Land Law, Wills and Administration of Estates...
    20
    Decks
    3,193
    Flashcards
    3
    Learners
  • CeMAP Unit 2
    CeMAP Unit 2

    CeMAP Unit 2

    By: JOSHUA SAVIDENT
    Topic 17 The FCA's Aims & Activities, Topic 17 FCA's Aims & Activities Part 2, Topic 18 Regulating Firms & Individuals...
    11
    Decks
    736
    Flashcards
    7
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  • UK Financial Regulation
    UK Financial Regulation

    UK Financial Regulation

    By: Matthew MacKinnon
    The Regulatory Environment, The Financial Services and Markets Act 2000 & Financial Services Act 2012, Associated Legislation and Regulation...
    7
    Decks
    475
    Flashcards
    145
    Learners
  • SQE1 !!!
    SQE1 !!!

    SQE1 !!!

    By: vinay iyer
    Legal System Of England & Wales, Constitutional and Administrative Law and EU Law, Ethics and Professional Conduct...
    16
    Decks
    3,218
    Flashcards
    33
    Learners
  • Building Surveying APC
    Building Surveying APC

    Building Surveying APC

    By: Elliot Price
    Building Pathology, Ethics, rules of conduct and professionalism, Health and safety...
    32
    Decks
    1,765
    Flashcards
    412
    Learners
  • My APC - final
    My APC - final

    My APC - final

    By: Justyna Polston
    Accounting principles and procedures, Business planning, Client care...
    22
    Decks
    1,074
    Flashcards
    7
    Learners
  • RICS
    RICS

    RICS

    By: srimanth kanakamedala
    Health & Safety, Business Planning, Accounting principles...
    16
    Decks
    1,155
    Flashcards
    45
    Learners
  • SIE Exam Prep 2 -- SANDBOX
    SIE Exam Prep 2 -- SANDBOX

    SIE Exam Prep 2 -- SANDBOX

    By: Andrew Cohen
    Equity Securities, Debt Securities, Types of Bonds...
    14
    Decks
    1,499
    Flashcards
    64
    Learners
  • SQE 2
    SQE 2

    SQE 2

    By: Molly Farrow
    Business, Dispute, Wills & Administration of Estate...
    12
    Decks
    3,320
    Flashcards
    1
    Learner
  • APC Revision
    APC Revision

    APC Revision

    By: Ellen Boorman
    Sustainability, Client Care, Local Taxation...
    18
    Decks
    1,778
    Flashcards
    20
    Learners
  • CeMap 1
    CeMap 1

    CeMap 1

    By: Lucy Russell
    TOPIC 1 - Introducing the financial services industry, TOPIC 2 - Economic policy and financial regulation, TOPIC 4 - UK taxation II...
    25
    Decks
    531
    Flashcards
    71
    Learners
  • JW - CeMap 1 (2019/2020)
    JW - CeMap 1 (2019/2020)

    JW - CeMap 1 (2019/2020)

    By: J W
    Unit 1: Introduction to the Financial Services Environment and Products - Topic 1 - Introducing the financial services industry, Unit 1 - Topic 2 - Economic policy and financial regulation, Unit 1 - Topic 3 - UK taxation...
    25
    Decks
    851
    Flashcards
    305
    Learners
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