Standard Setting, Income Statement, and Reporting Requirements,
Matching (Revenue & Expenses), Foreign Currency Accounting, and Other Financial Statement Presentations,
Marketable Securities and Business Combinations
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Unit 1: Regulation of Investment Advisers, Including State-Registered and Federal Covered Advisers,
Unit 2: Regulation of Investment Adviser Representatives,
UNIT 3: Regulation of Broker-Dealers and their Agents
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