Series 65 Flashcards

Prepping for the Series 63 exam? Learn and never forget with these engaging online flashcards and study guides.
Brainscape Certified flashcards
(1)
Decks
Flashcards
Learners
  • Series 65
    6
    Decks
    895
    Flashcards
    2,067
    Learners
User Generated flashcards
(30)
Decks
Flashcards
Learners
  • Series 65
    85
    Decks
    1,617
    Flashcards
    196
    Learners
  • Series 65
    85
    Decks
    1,561
    Flashcards
    8
    Learners
  • Series 65
    24
    Decks
    686
    Flashcards
    1
    Learner
  • Wills Series 65
    12
    Decks
    1,708
    Flashcards
    8
    Learners
  • Series 65 Exam
    13
    Decks
    324
    Flashcards
    164
    Learners
  • Series 65
    10
    Decks
    520
    Flashcards
    30
    Learners
  • Series 65
    5
    Decks
    1,003
    Flashcards
    1
    Learner
  • Series 65
    21
    Decks
    348
    Flashcards
    1
    Learner
  • Series 65
    6
    Decks
    880
    Flashcards
    2
    Learners
  • Kaplan Series 65
    9
    Decks
    516
    Flashcards
    3
    Learners
  • Series 65
    7
    Decks
    392
    Flashcards
    3
    Learners
  • Series 65
    15
    Decks
    259
    Flashcards
    1
    Learner
  • Series 65
    7
    Decks
    1,166
    Flashcards
    5
    Learners
  • Series 65
    16
    Decks
    397
    Flashcards
    1
    Learner
  • Series 65 Mine
    7
    Decks
    341
    Flashcards
    11
    Learners
  • Series 65
    6
    Decks
    397
    Flashcards
    1
    Learner
  • Series 65 Will's Version
    5
    Decks
    394
    Flashcards
    4
    Learners
  • My Series 65
    9
    Decks
    544
    Flashcards
    1
    Learner
  • Kaplan Series 65
    4
    Decks
    251
    Flashcards
    1
    Learner
  • Series 65 Prep
    7
    Decks
    343
    Flashcards
    1
    Learner
  • Series 65 - My version
    9
    Decks
    225
    Flashcards
    1
    Learner
  • Series 65
    3
    Decks
    163
    Flashcards
    1
    Learner
  • Series 65
    11
    Decks
    320
    Flashcards
    1
    Learner
  • Series 65 - My Notes
    5
    Decks
    216
    Flashcards
    7
    Learners
  • Series 65
    5
    Decks
    186
    Flashcards
    3
    Learners
  • Series 65 CLM Flashcards
    4
    Decks
    181
    Flashcards
    6
    Learners
  • Series 65 - Insurance Based Products
    6
    Decks
    101
    Flashcards
    1
    Learner
  • Series 65
    1
    Decks
    80
    Flashcards
    1
    Learner
  • Series 65 - March 2024
    8
    Decks
    324
    Flashcards
    1
    Learner
  • Series 65: Uniform Investment Advisor Law Exam
    9
    Decks
    983
    Flashcards
    1
    Learner

About Series 65 on Brainscape

What is Series 65?

The Series 65 is an exam and securities license required by many U.S. states required to be an investment adviser representative. A range of topics are covered in the Series 65 exam, including regulations, laws, fiduciary responsibilities, ethics, portfolio management strategies, and retirement planning. Formally known as the Uniform Investment Adviser Law Examination, Series 65 is a North American Securities Administrators Association administered by the Financial Industry Regulatory Authority (FINRA).  

Preparing for the Series 65 Exam

The Series 65 examination is a 3-hour exam which candidates have to complete  130 multiple-choice questions. With a pass rate of just over 72%, the exam covers four major topics: Economic Factors and Business Information, Investment Vehicle Characteristics, Client Investment Recommendations and Strategies, Laws, and Regulations. Check out the website for all the details about exam preparation, fees and dates.

Learning Series 65

To advise your clients correctly you’ll need to learn what seems like endless different securities products, suitability issues, and analysis tools. You’ll also need to learn a heap of state and federal securities laws. Tasked with memorizing so much detailed information, Brainscape makes THE ideal supplementary tool.

There are thousands of notecards on this page prepared by like-minded students covering the entire Series 65 syllabus to dig into. You’ll also see the KM Series 65 course at the top of the page. Prepared in partnership with industry leader, Knopman Marx, the course contains over 750 expertly curated flash cards. The Knopman Marks exam prep experience coupled with Brainscape’s Cognitive science means you’ll have the very best chance of acing your exam.

Learn Faster in Brainscape

Brainscape’s Confidence-Based Repetition system (CBR) is changing the way the world is learning. The remarkable technique allows students to learn twice as fast AND remember longer.

Three scientifically proven learning methods; Active Recall, Metacognition, and Spaced Repetition come together to make up the CBR system.

The supercharged learning engine delivers flashcards in a precise sequence driven by user responses. Consequently, you focus on weak areas and improve quicker.  

To get started, just click on ‘make flashcards’ at the top of the page or a deck below. Good Luck!