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Learn Uk Financial Regulations

Study Uk Financial Regulations using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
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  • CF
    CF

    CF

    By: Andreas Avraam
    Excluded activity, Glossary, 1.5 Exempt Persons ...
    32
    Decks
    536
    Flashcards
    2
    Learners
  • Ciii - CF1
    Ciii - CF1

    Ciii - CF1

    By: R T
    1. Purpose & Structure Of The UK FS Industry, 2. Main Areas of Financial Advice: The Present, 3. Areas of Financial Advice: The Future ...
    12
    Decks
    118
    Flashcards
    7
    Learners
  • FSRE - DIPFA
    FSRE - DIPFA

    FSRE - DIPFA

    By: Ned Clonan
    Topic 1 The role and structure of financial markets, Topic 2 The role of government, Topic 3 Financial services in the wider economy ...
    20
    Decks
    175
    Flashcards
    61
    Learners
  • CeMAP 1, 2 & 3
    CeMAP 1, 2 & 3

    CeMAP 1, 2 & 3

    By: Storm Wheatley
    CeMAP 1 UKFR 20/21 - Unit 1 - Topic 1 Introduction to the Financial Service Industry, CeMAP 1 UKFR 20/21 - Unit 1 - Topic 2 Economic Policy and Financial Regulation, CeMAP 1 UKFR 20/21 - Unit 1 - Topic 3 UK Taxation 1 ...
    55
    Decks
    35
    Flashcards
    75
    Learners
  • My CeMap 1
    My CeMap 1

    My CeMap 1

    By: Joel Mitchell
    Topic 1: Introducing the Financial Industry, Topic 2: Economic policy and financial regulation, Topic 3: UK Taxation 1 ...
    17
    Decks
    149
    Flashcards
    28
    Learners
  • R01
    R01

    R01

    By: Jemma Trezza
    Chapter 1 - The UK financial services industry: an overview, Chapter 5.1 Responsibilities and Approach to Regulation
    2
    Decks
    31
    Flashcards
    1
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  • R01
    R01

    R01

    By: Jacob Graham
    Chapter 1 - UK Financial Services (European & Global Context), Chapter 4 - Financial Services Regulation, Chapter 3 - Legal Concepts And Considerations ...
    4
    Decks
    79
    Flashcards
    1
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  • CEMAP 1
    CEMAP 1

    CEMAP 1

    By: A Z
    CEMAP 1 TOPIC 1- Introducing the financial services industry, CEMAP 1 Topic 2- Economic policy and financial regulation, CEMAP 1 Topic 3- UK Taxation Part 1 ...
    10
    Decks
    114
    Flashcards
    4
    Learners
  • Interpreting Financial & Accounting Information (CGI) 2023
    Interpreting Financial & Accounting Information (CGI) 2023

    Interpreting Financial & Accounting Information (CGI) 2023

    By: Jirina Buckland
    1.1 Regulatory framework - introduction, 1.2 The need for a regulatory framework, 1.3 Agency theory and the role of corporate governance ...
    161
    Decks
    928
    Flashcards
    3
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  • RO1
    RO1

    RO1

    By: Peter Ffoulkes
    RO1 - S.1 - the UK financial services industry in its European and global context, RO1 - S.2 - how the retail consumer is served by the financial services industry, RO1 - S.3 - legal concepts and considerations relevant to financial advice ...
    9
    Decks
    59
    Flashcards
    1
    Learner
  • Regulation
    Regulation

    Regulation

    By: Ellie Ricou
    Insider Dealing, Market Abuse, The Retail Distribution Review ...
    8
    Decks
    72
    Flashcards
    1
    Learner

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