CFA ETHICS Flashcards by Kat Aitken

Q

Core CFA principle?

A

Act with integrity & in client’s best interest

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Q

What violates independence?

A

Accepting gifts

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Q

What is insider trading?

A

Using material non-public information

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Q

What is fair dealing?

A

Treat all clients equally

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Q

What is suitability?

A

Match investments to client

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Q

What must performance presentation be?

A

Fair, accurate, complete

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