Chapter 9 Flashcards by Alyssa Albaugh

Q

advisers who rely on either the venture capital fund adviser exemption or the private fund adviser exemption.

A

Exempt reporting advisers (ERAs)

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Q

_______ are defined as investment advisers but, because they either are private fund advisers or advise venture capital funds, are exempt from registration on either the state or federal level.

A

Exempt reporting advisers (ERAs)

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Q

A

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