Code of Ethics

Question 1

Principle 1

Answer 1

Integrity
-the application of honesty and candor above any personal gain or advantage. It is the action of putting the client first.

Question 2

Principle 2

Answer 2

Objectivity

• having an open mind.
• intellectual integrity and impartiality
• dont let past experiences/work cloud your judgement

Question 3

Principle 3

Answer 3

Competence

• maintain the knowledge and skill necessary to provide professional services competently
• learn what you need to know, keep up with changes on what you already know and learning what you don’t know.

Question 4

Principle 4

Answer 4

Fairness

• disclose conflicts of interest.
• dont treat others in any manner in which you yourself would not want to be treated.
• be fair to everyone you deal with in the planning process

Question 5

Principle 5

Answer 5

Confidentiality
-keep all information private unless the client gives specific permission for its disclosure or in response to proper legal process

Question 6

Principle 6

Answer 6

Professionalism

• the planner has on obligation to conduct themselves in such a manner as to not bring negative attention to the profession.
• behave with dignity and courtesy toward clients, other planners and related professionals.

Question 7

Principle 7

Answer 7

Diligence

-provide services promptly and thoroughly