Tailoring Your Compliance Program (Chapter 4)

Question 1

What are the 3 C’s of Communication

Answer 1

Clear
Concise
Creative

Question 2

What is the focal point of a Compliance Program

Answer 2

Code of Conduct

Question 3

When should a Compliance Plan be reviewed

Answer 3

Annually

Question 4

What should you evaluate for success

Answer 4

Annual review of written compliance program.
Continual review of individual policies and procedures.
Benchmarking again your own statistics.