1
Q
Position limits for large cap and active stocks are limited to
A
250,000 contracts on the same side of the market.
2
Q
A mini-options contract is how many shares?
A
10 shares per contract
3
Q
A FA is temporarily suspended, what are they able to be paid out on?
A
The advisor may be paid a commission earned on a transaction prior to the suspension that had not given rise to the suspension.
