CISI Technology in Investment Management.

This class was created by Brainscape user Kerry kirk. Visit their profile to learn more about the creator.

Decks in this class (20)

Technology in Investment - 2023 CISI Qs + Final cards for monday from all chaps
What time frame does a firm have ...,
What is the maximum timeframe a f...,
What level of help desk is used t...
150  cards
Technology in Investment - Chapter 1
What does tech provide for asset ...,
What is the role of a retail bank,
What else can larger retail banks...
60  cards
Technology in Investment - Chapter 2
What is self regulation,
What was the outcome of the finan...,
What is prudential regulation
77  cards
Technology in Investment - Chapter 3
What is a multi lateral trading f...,
Are mtf s regulated by a body or ...,
What is an investment exchange
70  cards
Technology in Investment - Chapter 4
What is the first stage of the po...,
What is the first stage of the po...,
What is the first stage of the po...
74  cards
Technology in Investment - Chapter 5
What are the four main challenges...,
What is a standing settlement ins...,
What is reference data needed for
55  cards
Technology in Investment - Chapter 6
What is chapter 6,
What is the identity of the sende...,
What is the identity of the security
106  cards
Technology in Investment - Chapter 7
What is chapter 7,
What does fcd stand for,
What is the function of managemen...
44  cards
Technology in Investment - Chapter 8
What is chapter 8,
What are the key responsibilites ...,
Who is the head of information te...
97  cards
Technology in Investment - Chapter 9
What is chapter 9,
Which persons should be appointed...,
What other name may the senior re...
83  cards
Technology in Investment - Chapter 10
What are five possible reasons to...,
What are four possible reasons to...,
What is the first stage of the de...
22  cards
MCQ Chapter 1
Iswa what is actual actual basis,
Iswa what is day day basis,
Iswa what is actual 365 basis
17  cards
MCQ Chapter 2
Why is kyc important a in order t...,
What is a nostro account,
What is ama
16  cards
MCQ Chapter 3
Which aspect of central counterpa...,
Difference between ncm and gcm,
What is balance sheet netting
13  cards
MCQ Chapter 4
What is an ecn,
What is the name of the method us...,
At what transaction value is the ...
8  cards
MCQ Chapter 5
What is reference data,
What is a ticker symbol,
What is the isda master agreement
17  cards
MCQ - Chapter 6
In which scenario would the exten...,
What is extensible markup languag...,
What is the name of swift s inter...
30  cards
MCQ - Chapter 7
Which of the following functions ...,
Which system receives reports fro...,
The rules for deciding to which a...
21  cards
MCQ Chapter 8
What is a ciso,
Many firms do not allow any major...,
What is a mission critical applic...
7  cards
Risk Past Questions
A key reason why risk management ...,
Erm compares what two factors ris...,
What is the difficulty of analysi...
75  cards

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CISI Technology in Investment Management.

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