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RO1 - Mock Exam guide

This class was created by Brainscape user Adrian Solem. Visit their profile to learn more about the creator.

By: Adrian Solem
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Decks in this class (11)

Learning outcome 1
1 how does the uk financial marke...,
2 how do the financial markets ac...,
3 within the uk economy an exampl...
8  cards
Learning outcome 2
9 terry has various debts includi...,
10 a client is considering mortga...,
11 michael aged 27 has recently p...
12  cards
Learning outcome 3
21 a financial adviser has been a...,
22 an independent financial advis...,
23 katrina entered into a persona...
9  cards
Learning outcome 4
30 how does the financial service...,
31 a professional firm of pension...,
32 an authorised firm is using th...
5  cards
Learning outcome 5
35 the objective of the money adv...,
36 the financial conduct authorit...,
37 what is the main purpose of th...
28  cards
Learning outcome 6
63 following settlement of a fina...,
64 an authorised firm must report...,
65 three financial advisers have ...
9  cards
Learning outcome 7
67 under the terms of the financi...,
68 several financial transactions...,
69 an authorised firm arranged th...
13  cards
Learning outcome 8
72 a financial adviser discovers ...,
73 during a fact find interview a...,
74 typically how should a financi...
4  cards
Learning outcome 9
76 to comply with the financial c...,
77 what discretion does an author...,
78 an authorised firm should adap...
7  cards
Learning outcome 10
83 the financial conduct authorit...,
84 nigel is a senior manager with...
2  cards
Learning outcome 11
85 when establishing a new risk p...,
86 janine has joined an authorise...,
87 a financial adviser engages in...
3  cards

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RO1 - Mock Exam guide

  • Class purpose General learning

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