- decks
- flashcards
- learners
Decks in this class (15)
Chapter 2
What is a fact find and why is it...,
What are the three categories of ...,
What are the main debt priorities...
96
cards
Chapter 3
How does the law treat a sole tra...,
How do self employed individuals ...,
When are class 2 and class 4 nic ...
84
cards
R01_ Chapter 4
What are the three bodies that fo...,
What is the role of the fpc 2,
What is the role of the pra 3
44
cards
R01_ Chapter 5
What 3 regulatory bodies were est...,
What are the 5 types of instituti...,
What are the 2 primary and 2 seco...
39
cards
Chapter 6
How many subject books does the p...,
How many are what are the subject...,
Under the high level standards wh...
40
cards
Chapter 7
What is the name and punishment f...,
What is an ar of an mifid firm al...,
When may a firm be exempt from au...
73
cards
Chapter 8
How is product information made a...,
What document does that fca requi...,
When must the key documents be gi...
80
cards
Identifng client Needs
0
cards
Obligations For Individuals
What are the 12 principles for fca 1,
What is principle 6 7 and 12 2,
What are the fca cross cutting ru...
22
cards
Financial Advice Framework
What is the difference between ge...,
What is maps and money helper 2,
What is fame r 3
21
cards
chapter 9
What 3 bits of info should a firm...,
What are the broad catergories of...,
What is the general apporach to a...
8
cards
Study Mistakes
What is the minimum timing for ca...,
What can the fpc compel banks to ...,
The fca has concurrent powers for...
168
cards
More Mistakees
How long after a compalint to the...,
What can the fca do if an insuran...,
What are the differing documents ...
52
cards
Yet More
What does sec regulate in the us 1,
Define per se professional clients 2,
What are the criteria for electiv...
18
cards
New CHAPTER 8
What changes have come in with th...,
What does the finance bill set ou...,
How long should information be ke...
22
cards
More about
Ro1
- Company name Unspecified
- Training purpose Unspecified
- Industry Unspecified
- Number of employees who could use this Unspecified
The creator of this class did not yet add a description for what is included in this class.
How studying works.
Brainscape's adaptive web mobile flashcards system will drill you on your weaknesses, using a pattern guaranteed to help you learn more in less time.
Add your own flashcards.
Either request "Edit" access from the author, or make a copy of the class to edit as your own. And you can always create a totally new class of your own too!
What's Brainscape anyway?
Brainscape is a digital flashcards platform where you can find, create, share, and study any subject on the planet.
We use an adaptive study algorithm that is proven to help you learn faster and remember longer....
Looking for something else?
RO1
- 10 decks
- 426 flashcards
- 13 learners
Decks:
Ro1 S1 The Uk Financial Services Industr, Ro1 S2 How The Retail Consumer Is Served, Ro1 S3 Legal Concepts And Considerations, And more!
RO1 Feb 2021
- 7 decks
- 628 flashcards
- 27 learners
Decks:
Financial Services Regulation Ethics, Lifetime Isa, Legal Concepts And Regulation, And more!
Financial services, regulation and et...
- 11 decks
- 254 flashcards
- 59 learners
Decks:
Ro1 Chapter 1, Ro1 Chapter 2, Ro1 Chapter 3, And more!
