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SIE Exam flashcards

Sean- Cap.Mkts- Securities

This class was created by Brainscape user sean patten. Visit their profile to learn more about the creator.

By: sean patten
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Decks in this class (11)

Chapter 1
When may a bond investor have leg...,
Which is easier to transfer beare...,
What is the role of csds in holdi...
18  cards
2 - Equities; Debt
When can a company buy back shares,
Which share category is less risk...,
When may preference shareholders ...
17  cards
2 - Gov debt; Corp. Debt; cash assets; Eurobonds
Name the below alongside their ma...,
For bonds from germany france uk ...,
Who strips gilts
19  cards
Chapter 3
What is a private placement when ...
1  cards
4 - Primary Mkts
Name one selective marketing plac...,
In a selective marketing placing ...,
What regulation applies to select...
9  cards
Secondary Markets
1  cards
Chapter 6
Puttable vs callable bond options...
1  cards
Clearning And Settlements(7)
0  cards
Accounting Analysis
Who is required to organise the s...,
5 elements of financial statements,
What are the separate purposes of...
27  cards
Investment Management
0  cards
tricky definitions
Capital reserve,
Share premium reserve,
Where is the nominal of a share d...
10  cards

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Sean- Cap.Mkts- Securities

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