This class was created by Brainscape user Breeze On. Visit their profile to learn more about the creator.
By:
Breeze On
- decks
- flashcards
- learners
Decks in this class (10)
The UK Financial Services Sector (2/80)
What are the key aims of a govern...,
What are the two types of taxation,
What is the official term for the...
49
cards
UK Financial Services and Consumer Relationships (4/80)
What are some key considerations ...,
What are some key considerations ...,
What is the financial life cycle
38
cards
UK Contract and Trust Legislation (2/80)
What is the capacity to contract,
What role do ifas play in any tra...,
What is limited liability
30
cards
Integrity and Ethics in Professional Practice (8/80)
What is the difference between ka...,
What is the categorical imperative,
How can financial incentives for ...
15
cards
The Regulatory Infrastructure of the UK Financial Services (6/80)
What was the main change implemen...,
What was the major regulatory cha...,
What is the role of the pra
49
cards
FCA and PRA Supervisory Objectives, Principles and Processes (7/80)
What is a no fail regime,
What are the 3 pillars of the fca...,
What are the 4 methods the fca co...
51
cards
FCA and PRA Authorisation of Firms and Individuals (12/80)
What are the 11 principles of bus...,
Where would you find the fcas exp...,
What is the aim of the fcas expec...
61
cards
The Regulatory Framework Relating to Financial Crime (18/80)
How does mar define market manipu...,
Does mar only apply to executed t...,
What is the government linked exe...
67
cards
Complaints and Redress (3/80)
What is the body for complaints a...,
What does the financial ombudsman...,
What is the maximum compensation ...
21
cards
FCA Conduct of Business Fair Treatment and Client Money Protection (18/80)
What activities are subject to cobs,
What is the geographic scope of cobs,
What is a durable medium
90
cards
More about
UK Regulation
- Class purpose General learning
Learn faster with Brainscape on your web, iPhone, or Android device. Study Breeze On's UK Regulation flashcards now!
How studying works.
Brainscape's adaptive web mobile flashcards system will drill you on your weaknesses, using a pattern guaranteed to help you learn more in less time.
Add your own flashcards.
Either request "Edit" access from the author, or make a copy of the class to edit as your own. And you can always create a totally new class of your own too!
What's Brainscape anyway?
Brainscape is a digital flashcards platform where you can find, create, share, and study any subject on the planet.
We use an adaptive study algorithm that is proven to help you learn faster and remember longer....
Looking for something else?
Cisi UK Regulation
- 6 decks
- 102 flashcards
- 5 learners
Decks:
The Financial Services Industry, Financial Services And Consumer Relation, Uk Contract And Trust Legislation, And more!
UK Driving Theory
- 15 decks
- 322 flashcards
- 196 learners
Decks:
Alertness, Attitude, Safety And Your Vehicle, And more!
Regulations
- 17 decks
- 610 flashcards
- 23 learners
Decks:
Administration, Admission Transfer Discharge, Resident Behavior, And more!
