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  • AUD
    AUD

    AUD

    By: Laura Stryjewski
    IT (Computer) Auditing, Planning Activities, Financial Statement Audits ...
    15
    Decks
    578
    Flashcards
    17
    Learners
  • FL INSURANCE LICENSE MATERIAL
    FL INSURANCE LICENSE MATERIAL

    FL INSURANCE LICENSE MATERIAL

    By: Berta Jose
    PROPERTY TERMS, Unit 1: Licensing Qualifications, Unit 2: Property & Liability Insurance Concepts ...
    12
    Decks
    1,069
    Flashcards
    7
    Learners
  • CeMAP 1: UK Financial Regulation (UKFR)
    CeMAP 1: UK Financial Regulation (UKFR)

    CeMAP 1: UK Financial Regulation (UKFR)

    By: Steven Byne
    A new consumer duty, Topic 1: Introducing the financial services industry, Topic 2: Economic policy and financial regulation ...
    26
    Decks
    652
    Flashcards
    39
    Learners
  • FCA Paper 3: UK Financial Regulation
    FCA Paper 3: UK Financial Regulation

    FCA Paper 3: UK Financial Regulation

    By: Tom Hill
    The regulatory environment, The Financial Services and Markets Act 2000 & Financial Services Act 2012, Associated Legislation and Regulation ...
    9
    Decks
    337
    Flashcards
    1
    Learner
  • RICS APC
    RICS APC

    RICS APC

    By: Sam Hopkinson
    M1. ETHICS, RULES OF CONDUCT & PROFESSIONALISM, M2. CLIENT CARE, M3. COMMUNICATION AND NEGOTIATION ...
    20
    Decks
    813
    Flashcards
    1
    Learner
  • Ethics & Professional Conduct (pervasive)
    Ethics & Professional Conduct (pervasive)

    Ethics & Professional Conduct (pervasive)

    By: Jack Fifield
    Regulatory and Legal Environment, Managing Client Relationships: The 3 Cs, Regulation of Law Firms ...
    6
    Decks
    205
    Flashcards
    1
    Learner
  • UKFR
    UKFR

    UKFR

    By: Kelsey Phillips
    U1: T1 - INTRODUCING THE FINANCIAL SERVICES INDUSTRY, U1: T2 - ECONOMICS POLICY AND FINANCIAL REGULATION, U1: T3 - UK TAXATION I ...
    27
    Decks
    1,071
    Flashcards
    6
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  • Passif
    Passif

    Passif

    By: Delphée St-Gelais
    Chap 1, Concepts de base IFRS 17, Flux de trésorerie ...
    12
    Decks
    275
    Flashcards
    1
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  • ACC 453
    ACC 453

    ACC 453

    By: Danielle Cugliari
    Chapter 1: Assurance Services, Attestation Services and Financial Statement Audits, Chapter 2: Objective of a Financial Statement Audit, Chapter 3: Regulation of F/S Audits ...
    17
    Decks
    409
    Flashcards
    13
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  • AWS Arc Associate
    AWS Arc Associate

    AWS Arc Associate

    By: Tammy Walters
    Arc VPN, Network Connectivity Options, Security and Monitoring ...
    24
    Decks
    402
    Flashcards
    1
    Learner
  • RICS APS QS - Core Competencies
    RICS APS QS - Core Competencies

    RICS APS QS - Core Competencies

    By: Dieter Kerschbaumer
    1. Design Economics and Cost Planning, 2. Contract Practice, 3. Construction Technology and Environmental Services ...
    6
    Decks
    99
    Flashcards
    29
    Learners
  • ARE 5.0_Practice Management
    ARE 5.0_Practice Management

    ARE 5.0_Practice Management

    By: Jackie Mignone
    Business Operations, Delivery of Services, Financial & Risk Management
    3
    Decks
    58
    Flashcards
    7
    Learners
  • Technology in Investment Management
    Technology in Investment Management

    Technology in Investment Management

    By: Joey Rigden
    Chapter 2: The Regulatory Framework, Chapter 3: Technology and the Functional Flow of Financial Instruments, Chapter 4: The Role of Technology in Trade Capture ...
    9
    Decks
    375
    Flashcards
    2
    Learners
  • GCSE Business Studies
    GCSE Business Studies

    GCSE Business Studies

    By: K G P
    1.1 The Purpose and Nature of Business, 1.2 Business Ownership, 1.3 Setting Business Aims and Objectives ...
    29
    Decks
    385
    Flashcards
    2
    Learners
  • Legal System of England and Wales
    Legal System of England and Wales

    Legal System of England and Wales

    By: Eleanor Fellows
    Chp1 - Court structure of England and Wales, Chapter 2 - Sources of Law (Primary Legislation), Chapter 4: Sources of law (case law) ...
    8
    Decks
    258
    Flashcards
    1
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  • Cemap unit 1
    Cemap unit 1

    Cemap unit 1

    By: Molly Hill
    unit 1 into to financial services, unit 1 topic 2- economic policy, Unit 1 topic 3 - Taxation ...
    25
    Decks
    818
    Flashcards
    1,078
    Learners
  • FNS 400: Food Service Mgmt
    FNS 400: Food Service Mgmt

    FNS 400: Food Service Mgmt

    By: Ruth Cui
    W1: Chapter 9- Mgmt Principles, W2: Chapter 10- Leadership & Org. Change, W3: Chapter 11- The Buying Decision ...
    8
    Decks
    339
    Flashcards
    1
    Learner
  • Business Part 2
    Business Part 2

    Business Part 2

    By: Sarah Rashid
    Identifying And Understanding Customers, The Purpose And Methods Of Market Research, Elements Of The Marketing Mix ...
    16
    Decks
    178
    Flashcards
    1
    Learner
  • LF1
    LF1

    LF1

    By: Jessica Elliott
    The Financial Services Industry, The Customer, Financial Protection Products and their uses
    3
    Decks
    128
    Flashcards
    3
    Learners
  • Chapter 3: Legislation and Consumer Protection
    Chapter 3: Legislation and Consumer Protection

    Chapter 3: Legislation and Consumer Protection

    By: andres pujazon
    Insurance Legislation, Main Provisions of the Financial Services Act 2013, Companies Act 1965 ...
    10
    Decks
    68
    Flashcards
    1
    Learner
  • SQE 1 LEGAL SERVICES
    SQE 1 LEGAL SERVICES

    SQE 1 LEGAL SERVICES

    By: Khushi Gaur
    Legal Services Regulation in England and Wales, Solicitors Regulation Authority, Equality Act 2010 ...
    8
    Decks
    126
    Flashcards
    3
    Learners
  • FSRE - Rowen
    FSRE - Rowen

    FSRE - Rowen

    By: R G
    The role and structure of financial markets, The role of government, Meeting customer needs and priorities ...
    11
    Decks
    209
    Flashcards
    1
    Learner
  • EW SQE1 - Legal Services
    EW SQE1 - Legal Services

    EW SQE1 - Legal Services

    By: Matt H
    1. Regulatory Role of the SRA, 2. Funding of Legal Services, 3. Equality Act 2010 ...
    5
    Decks
    138
    Flashcards
    1
    Learner
  • Legal Services
    Legal Services

    Legal Services

    By: Freya Patten
    Money Laundering, Financial Services
    2
    Decks
    55
    Flashcards
    1
    Learner
  • ICAS TC Finance
    ICAS TC Finance

    ICAS TC Finance

    By: Mario Polycarpides
    Module 1 Internal Finance Strategy, Module 2 Sources of Finance, Module 3 Share and Loan Capital ...
    14
    Decks
    224
    Flashcards
    17
    Learners
  • Legal Services
    Legal Services

    Legal Services

    By: Jada Akuffo
    Regulatory Role of the SRA, Funding of Legal Services, The Equality Act 2010 ...
    5
    Decks
    64
    Flashcards
    1
    Learner
  • CLU - 311
    CLU - 311

    CLU - 311

    By: Evan Shifley
    Chapter 1, Chapter 2, Chapter 3 ...
    20
    Decks
    440
    Flashcards
    5
    Learners
  • Securities
    Securities

    Securities

    By: Shade Oyewole
    Unit 1 - Financial services industry, Asset classes, Markets ...
    4
    Decks
    159
    Flashcards
    1
    Learner
  • Module 5035 - Financial Planning
    Module 5035 - Financial Planning

    Module 5035 - Financial Planning

    By: Saira Akhtar
    Financial Advisers, Money Laundering, Inflation ...
    10
    Decks
    54
    Flashcards
    1
    Learner
  • CM APC Questions
    CM APC Questions

    CM APC Questions

    By: Curtis Morgan
    Case Study Q&A, Mock Questions, Need To Knows ...
    22
    Decks
    458
    Flashcards
    1
    Learner

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