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Learn Financial Services

Study Financial Services using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
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  • HROB 2290
    HROB 2290

    HROB 2290

    By: Leah Murray
    Chapter 1: The Strategic Role of Human Resource, Chapter 2: The Changing Legal Emphasis, Chapter 4: Designing and Analyzing Jobs ...
    15
    Decks
    433
    Flashcards
    1
    Learner
  • Professional Conduct
    Professional Conduct

    Professional Conduct

    By: Isabella Tatford
    Regulatory and Legal Environment MCQs, Managing Client Relationships MCQs, Money Laundering MCQs ...
    8
    Decks
    276
    Flashcards
    1
    Learner
  • BSA 34P AUDIT APP 2
    BSA 34P AUDIT APP 2

    BSA 34P AUDIT APP 2

    By: Mae Larazi
    CH11 [Auditing Inventory, Goods and Services, and Accounts Payable: The Acquisition and Payment Cycle], CH12 [Auditing Long-Lived Assets and Merger and Acquisition Activity], CH13 [Auditing Debt, Equity, and Long-Term Liabilities Requiring Management Estimates ] ...
    10
    Decks
    405
    Flashcards
    3
    Learners
  • Economics of the European Union
    Economics of the European Union

    Economics of the European Union

    By: Niek Huggers
    Lecture on History of the European Union, Lecture on Institutions, Lecture on Decision Making ...
    11
    Decks
    209
    Flashcards
    2
    Learners
  • OLFP 101 - Introduction To Financial Planning
    OLFP 101 - Introduction To Financial Planning

    OLFP 101 - Introduction To Financial Planning

    By: Manish Sinha
    Credit And Debt Management, Economic Concepts, Financing Asset Acquisition ...
    7
    Decks
    92
    Flashcards
    1
    Learner
  • Practice Management
    Practice Management

    Practice Management

    By: Justin Jed Zumel
    Business Operations, Financial & Risk Management, Delivery of Service
    3
    Decks
    286
    Flashcards
    3
    Learners
  • AQA GCSE 9-1
    AQA GCSE 9-1

    AQA GCSE 9-1

    By: Justin George
    Unit 1.1 - Business activity, Unit 1.2 - Business ownership, Unit 1.3 - Business aims and objectives ...
    27
    Decks
    294
    Flashcards
    68
    Learners
  • CEAL Definitions
    CEAL Definitions

    CEAL Definitions

    By: Lindsay Harrison
    Residential Services, Leadership & Goverance, Physical Environment Management ...
    5
    Decks
    189
    Flashcards
    3
    Learners
  • Legal Services
    Legal Services

    Legal Services

    By: Olivia Harvey
    1. Introduction to Legal Services and Regulatory Framework for Solicitors, 2. Financial Services, 3. Money Laundering and the Proceeds of Crime Act ...
    4
    Decks
    134
    Flashcards
    2
    Learners
  • Comm 101
    Comm 101

    Comm 101

    By: Avery Fahlman
    Chapter 6: Understanding the Management Process, Chapter 7: Creating a Flexible Organization, Chapter 10: Motivating Employees and Teams ...
    13
    Decks
    465
    Flashcards
    5
    Learners
  • CDR Exam
    CDR Exam

    CDR Exam

    By: John Skelton
    Domain I, Topic A, Food Science and Nutritional Composition of Foods, Domain I, Topic B, Education and Communication, Domain I, Topic C, Research Applications ...
    22
    Decks
    2,751
    Flashcards
    30
    Learners
  • SQE2
    SQE2

    SQE2

    By: Lewis Taylor
    Ethics, Money Laundering and Financial Services, Tax ...
    11
    Decks
    184
    Flashcards
    3
    Learners
  • R01 Chapter 5A: Responsibilities and approach to regulation
    R01 Chapter 5A: Responsibilities and approach to regulation

    R01 Chapter 5A: Responsibilities and approach to regulation

    By: Lauren Tall
    5A.1 The Financial Services Act 2012, 5A.2 FCA - The basics, 5A.3 FCA divisions ...
    4
    Decks
    272
    Flashcards
    2
    Learners
  • Business Summer Test 2023
    Business Summer Test 2023

    Business Summer Test 2023

    By: Cassie Sheehy
    Financial Services, Protecting The Consumer 12
    2
    Decks
    33
    Flashcards
    1
    Learner
  • Advanced Accounting!
    Advanced Accounting!

    Advanced Accounting!

    By: andrew sauer
    1 Equity Method of Accounting for Investments, Chapter 8 Process Costing Cost Acctg, 2. Consolidation of Financial Information ...
    12
    Decks
    174
    Flashcards
    16
    Learners
  • CISI Securities
    CISI Securities

    CISI Securities

    By: Jack Hazell
    Chapter 1: The Financial Services Industry, Chapter 2: Asset Classes
    2
    Decks
    88
    Flashcards
    1
    Learner
  • Private: Actuarial F105 - Finance & Investments
    Private: Actuarial F105 - Finance & Investments

    Private: Actuarial F105 - Finance & Investments

    By: Ryan Olivier
    Ch 1 +2 - Derivatives, Ch 3 - Specialist Asset Classes (1), Ch 4 - Specialist Asset Classes (2) ...
    19
    Decks
    433
    Flashcards
    14
    Learners
  • UKFR
    UKFR

    UKFR

    By: Lee Stapleton
    Intro financial Services Industry, Economic Policy And Financial Regulation, UK Taxation 1 ...
    25
    Decks
    288
    Flashcards
    3
    Learners
  • Business
    Business

    Business

    By: sahan liyanage
    Business activity, Classification of business, Enterprise. business growth and size ...
    27
    Decks
    512
    Flashcards
    5
    Learners
  • Finance
    Finance

    Finance

    By: Casey Walton
    Module 7: Sources of finance, Module 8: Dividend Policy, Module 9: Stock Exchange Regulations ...
    13
    Decks
    389
    Flashcards
    1
    Learner
  • A. Professional Conduct and Regulation
    A. Professional Conduct and Regulation

    A. Professional Conduct and Regulation

    By: Neil Knight
    CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct, CFP Board's Financial Planning Practice Standards, CFP Board's Disciplinary Rules and Procedures ...
    7
    Decks
    70
    Flashcards
    5
    Learners
  • Vince's From Flashcardlet
    Vince's From Flashcardlet

    Vince's From Flashcardlet

    By: Vincent Pitts
    CRC Exam, Interpeting Reliability and Comparability of Financial Statements Module 4, Understanding the Business ...
    26
    Decks
    351
    Flashcards
    12
    Learners
  • BCS
    BCS

    BCS

    By: Michael Henry-Rose
    BCS Foundation Total, What is Business analysis - Module 1, Competencies of a Business analyst - Module 2 ...
    15
    Decks
    511
    Flashcards
    24
    Learners
  • UK regs and profess integrity
    UK regs and profess integrity

    UK regs and profess integrity

    By: Jayde Rose
    1. UK Financial Services Sector, 5. Reg infrastructure, 8 - fin crime ...
    6
    Decks
    183
    Flashcards
    1
    Learner
  • UK Regulation and Professional Integrity
    UK Regulation and Professional Integrity

    UK Regulation and Professional Integrity

    By: joshua hale
    Glossary, Chapter 1 The UK Financial Services Sector, Chapter 2 UK Financial Services and Consumer Relationships ...
    12
    Decks
    148
    Flashcards
    8
    Learners
  • Commerce Year 9 Term 1 2023
    Commerce Year 9 Term 1 2023

    Commerce Year 9 Term 1 2023

    By: bethany pecky
    Consumer and Financial Decisions, Good vs Bad Customer Service, Practise PEEL Paragraphs - With Answers ...
    15
    Decks
    215
    Flashcards
    2
    Learners
  • Legal Services
    Legal Services

    Legal Services

    By: Nina de Puy Kamp
    Financial Services, Money Laundering, Funding ...
    5
    Decks
    46
    Flashcards
    1
    Learner
  • Regs
    Regs

    Regs

    By: Simran Cheema
    Chapter 3 Associated Legislation and Regulation, Chapter 4 The FCA Conduct of Business and Client Asset Sourcebooks, Chapter 5 Complaints and Redress ...
    6
    Decks
    228
    Flashcards
    1
    Learner
  • 10c - R064 Exam Revision
    10c - R064 Exam Revision

    10c - R064 Exam Revision

    By: Mr Eacott
    LO1 - Understand how to target a market, LO2 - Understand what makes a product or service financially viable, LO3 - Understand product development ...
    5
    Decks
    55
    Flashcards
    25
    Learners
  • Regulation & Compliance Chapter 1, 2 & 4
    Regulation & Compliance Chapter 1, 2 & 4

    Regulation & Compliance Chapter 1, 2 & 4

    By: Luke O'Mahoney
    Overview of UK Financial Services Regulation, Regulated Activities, Authorisation and MIFID, Penalties for breaching FSMA 2000 & Collective Invest Scheme ...
    14
    Decks
    240
    Flashcards
    4
    Learners

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