COMP SOP

Question 1

What are Obligation Owners accountable for?

Answer 1

• Ongoing demonstration of compliance with each of their Obligations within their business and any business areas or legal entities tagged to those Obligations.
• Completion of related administration in GRACE.

Question 2

What is a Compliance Plan?

Answer 2

A collection or portfolio of Obligations that are managed and assessed on a collective basis for the NAB Group to ensure and demonstrate compliance.

Question 3

Under the Policy, who must prepare the Compliance Plan?

Answer 3

Compliance Plan Owners