Why Compliance Programs Fail Flashcards

(2 cards)

1
Q

Main Objective of Compliance Programs

A

Prevent misconduct, detect misconduct, and align corporate policies with laws, rules, and regulations

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2
Q

3 main goals of compliance management

A

training-prevent misconduct
whistle blower hotlines- detect misconduct
codes of conduct- align corporate policies with laws, rules, and regulations

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