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Learn Financial Services

Study Financial Services using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
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  • Ro1 Regulations And Ethics Of The Finanacial System
    Ro1 Regulations And Ethics Of The Finanacial System

    Ro1 Regulations And Ethics Of The Finanacial System

    By: Jacques Sheppard
    RO1 EEA Rules, The Context for The UK Financial Services, Consumers Needs And How To Meet Them ...
    14
    Decks
    1,180
    Flashcards
    2
    Learners
  • SQE - FLK1
    SQE - FLK1

    SQE - FLK1

    By: joel ng
    01. The Legal System of England and Wales, 02. Constitutional Law, Criminal Litigation ...
    21
    Decks
    1,681
    Flashcards
    1
    Learner
  • OU Management Spring 2018
    OU Management Spring 2018

    OU Management Spring 2018

    By: Gold Xiong
    Management Functions and HR Management, Activities of the management process, Org Structure & Behavior ...
    21
    Decks
    576
    Flashcards
    5
    Learners
  • Securities
    Securities

    Securities

    By: Sophia Marchand
    Financial Services Industry, Asset Classes Equities, Asset Classes - Debt types & features ...
    19
    Decks
    1,148
    Flashcards
    4
    Learners
  • CII: R01 2020-21
    CII: R01 2020-21

    CII: R01 2020-21

    By: Lucie Sudworth
    1 - The UK Financial Services Industry: An Overview, 2 - Serving the retail consumer, 3 - Laws and Legal concepts relevant to financial advice ...
    9
    Decks
    167
    Flashcards
    43
    Learners
  • AudTheo
    AudTheo

    AudTheo

    By: Angela Gacad
    Fundamentals Principles of Assurance Services, Introduction to Audit Services and Financial Statement Audit, Planning an Audit of Financial Statements
    3
    Decks
    154
    Flashcards
    28
    Learners
  • interpreter
    interpreter

    interpreter

    By: Bianca Mencia
    insurence, custumer service, medicacal ...
    11
    Decks
    148
    Flashcards
    2
    Learners
  • CISI Unit 1
    CISI Unit 1

    CISI Unit 1

    By: Laurence Jones
    Unit 1 (Glossary), Unit 1 - 1. The Regulatory Environment, Unit 1 - 2. The Financial Services and Markets Act 2000 and Financial Services Act 2012 ...
    7
    Decks
    379
    Flashcards
    48
    Learners
  • JW - CeMap 1 (2019/2020)
    JW - CeMap 1 (2019/2020)

    JW - CeMap 1 (2019/2020)

    By: J W
    Unit 1: Introduction to the Financial Services Environment and Products - Topic 1 - Introducing the financial services industry, Unit 1 - Topic 2 - Economic policy and financial regulation, Unit 1 - Topic 3 - UK taxation ...
    25
    Decks
    851
    Flashcards
    262
    Learners
  • SQE - LEGAL SYSTEM
    SQE - LEGAL SYSTEM

    SQE - LEGAL SYSTEM

    By: Lyndsay Poulsom
    Court Structure, Sources of law Primary Legislation, Sources of Law Statutory Interpretation ...
    12
    Decks
    373
    Flashcards
    2
    Learners
  • CB3
    CB3

    CB3

    By: Robert Claridge
    The Banker/Customer Relationship I, The Banker/Customer Relationship II, The Principles of Lending I ...
    19
    Decks
    311
    Flashcards
    22
    Learners
  • UK Regulation
    UK Regulation

    UK Regulation

    By: Breeze On
    The UK Financial Services Sector (2/80), UK Financial Services and Consumer Relationships (4/80), UK Contract and Trust Legislation (2/80) ...
    10
    Decks
    471
    Flashcards
    6
    Learners
  • International Introduction to Investment
    International Introduction to Investment

    International Introduction to Investment

    By: Jade Hahn
    The Financial Services Sector, The Economic Environment, Financial Assets ...
    9
    Decks
    746
    Flashcards
    3
    Learners
  • CeMAP 1 (Unit one)
    CeMAP 1 (Unit one)

    CeMAP 1 (Unit one)

    By: Grace Barritt
    Topic 1 (The Financial Services Industry), Topic 10 (Pension Products), Topic 9 (Tax Wrappers) ...
    16
    Decks
    635
    Flashcards
    295
    Learners
  • Guide
    Guide

    Guide

    By: derek hall
    Chapter 13, Chapter 14, Chapter 15 ...
    18
    Decks
    339
    Flashcards
    12
    Learners
  • CII RO1 Exam Flashcards
    CII RO1 Exam Flashcards

    CII RO1 Exam Flashcards

    By: Nikita Phillips
    Unit 1 - The UK Financial Services Industry: An Overview, Unit 2 - Serving the Retail Consumer, Unit 3 - Laws and Legal Concepts Relevant To Financial Advice ...
    4
    Decks
    99
    Flashcards
    20
    Learners
  • SQE2
    SQE2

    SQE2

    By: Ted B
    1a. Business, 1b. Tax - Business, 2a. Property - Land ...
    15
    Decks
    1,560
    Flashcards
    10
    Learners
  • QLTS
    QLTS

    QLTS

    By: Malin Törnqvist
    Financial Services, Money Laundry, Tax, Money laundering, TAX ...
    8
    Decks
    300
    Flashcards
    46
    Learners
  • CEAL Test
    CEAL Test

    CEAL Test

    By: Kimberly Bergmann
    Residential Services, Leadership & Goverance, Physical Environment Management ...
    14
    Decks
    631
    Flashcards
    26
    Learners
  • R01 2023
    R01 2023

    R01 2023

    By: Chelsee de Niet
    The UK financial Services Industry, Serving The Retail Customer, Laws And Legal Concepts Relevant To Financial Advice ...
    12
    Decks
    292
    Flashcards
    11
    Learners
  • Promotional: Fire and Emergency Services Administration
    Promotional: Fire and Emergency Services Administration

    Promotional: Fire and Emergency Services Administration

    By: Erik Parson
    Ch 1. Historical Foundations of fire and Emergency Services, Ch2. Introduction to Administration, Ch 3. Management ...
    17
    Decks
    755
    Flashcards
    16
    Learners
  • CISI International Certificate in Wealth & Investment Management
    CISI International Certificate in Wealth & Investment Management

    CISI International Certificate in Wealth & Investment Management

    By: kes walker
    Chapter 1: The Financial Services Sector, Chapter 2: Industry Regulation, Chapter 3: Asset Classes ...
    4
    Decks
    123
    Flashcards
    36
    Learners
  • CFP Course Prep 1
    CFP Course Prep 1

    CFP Course Prep 1

    By: Kathryn O'Connell
    Economic Concepts, The Financial Planning Process, CFP Ethics and Conduct ...
    15
    Decks
    794
    Flashcards
    2
    Learners
  • finance
    finance

    finance

    By: lidia lobue
    ethics and integrity in financial services, exam questions, Chapter 6 ...
    5
    Decks
    255
    Flashcards
    1
    Learner
  • CGFM- Government Financial Management and Control
    CGFM- Government Financial Management and Control

    CGFM- Government Financial Management and Control

    By: Charlie Steve
    Financial Management Functions 30%, Demonstrate an Understanding of Financial and Managerial Analysis 10%, Internal Controls 25% ...
    5
    Decks
    144
    Flashcards
    30
    Learners
  • QLTS
    QLTS

    QLTS

    By: danny nambiar
    Outcome A1: English Legal System, Financial Services, Money Laundry, Tax, Money laundering ...
    6
    Decks
    423
    Flashcards
    21
    Learners
  • Legal Services
    Legal Services

    Legal Services

    By: Cameron Drummond
    Regulation Introduction, Equality Act 2010, Money Laundering ...
    6
    Decks
    177
    Flashcards
    1
    Learner
  • Intro to Securities and Investment
    Intro to Securities and Investment

    Intro to Securities and Investment

    By: Giorgina Baldwin
    Chapter One - Introduction, Chapter 2 - The Economic Environment, Chapter 3 - Equities ...
    8
    Decks
    362
    Flashcards
    1
    Learner
  • AFC Study Group
    AFC Study Group

    AFC Study Group

    By: Jackie Mayo
    AFC Module 1 The Counseling Environment, AFC Module 2 - Client Information, AFC Module 4 - Client Goals ...
    19
    Decks
    314
    Flashcards
    20
    Learners
  • CeMAP 1 Flashcards 2024
    CeMAP 1 Flashcards 2024

    CeMAP 1 Flashcards 2024

    By: Callum Reid
    CeMAP1 Mock 1, CeMAP 1 Unit 1 Mock, CeMAP 1 Unit 2 Mock ...
    5
    Decks
    172
    Flashcards
    21
    Learners

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