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Learn Financial Services

Study Financial Services using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
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  • R01 2023
    R01 2023

    R01 2023

    By: Jay Ngo
    5 - Understand the financial regulator's responsibilities and approach to regulations, 7 Core Regulatory Principles and Rules, 2 - Serving the Retail Customer ...
    11
    Decks
    537
    Flashcards
    3
    Learners
  • AML
    AML

    AML

    By: Christopher Hays
    AML - General, NOCLAR, Forensic Accounting ...
    10
    Decks
    557
    Flashcards
    5
    Learners
  • IGCSE Business
    IGCSE Business

    IGCSE Business

    By: Alisa Kruger
    1.1 Nature of Business Activity, 1.2 Classification of Business, 1.3 Enterprise, Business Growth and Size ...
    26
    Decks
    819
    Flashcards
    365
    Learners
  • Cisi UK Regulation
    Cisi UK Regulation

    Cisi UK Regulation

    By: Philippa Carter
    The Financial Services Industry, Financial Services and consumer relationships, UK Contract and Trust Legislation ...
    6
    Decks
    102
    Flashcards
    4
    Learners
  • AUDITING THEORY
    AUDITING THEORY

    AUDITING THEORY

    By: Bobby Dee
    AT - AUDIT OVERVIEW, AT - PROFESSIONAL STANDARDS, AT - AUDITOR'S RESPONSIBILITY ...
    17
    Decks
    649
    Flashcards
    25
    Learners
  • SQE1 Professional Conduct
    SQE1 Professional Conduct

    SQE1 Professional Conduct

    By: Camilla Cerruti
    Financial Services, Regulation of Legal Services, Equality Act 2010 ...
    6
    Decks
    200
    Flashcards
    4
    Learners
  • Securities And Investments
    Securities And Investments

    Securities And Investments

    By: Courtney @Brainscape
    Chapter 1 - The Financial Services Industry, Chapter 2 - The Economic Environment, Chapter 3 - Financial Assets and Markets ...
    10
    Decks
    236
    Flashcards
    5
    Learners
  • Certified Financial Planning Exam Prep
    Certified Financial Planning Exam Prep

    Certified Financial Planning Exam Prep

    By: Samuel Friar
    Planning Fundamentals, Insurance Planning, Investment Planning ...
    9
    Decks
    329
    Flashcards
    19
    Learners
  • BUS 100
    BUS 100

    BUS 100

    By: Melody van den Brink
    Chapter 1 Taking Risks And Making Profit, Chapter 2 How Economic Issues Affect Business, Chapter 3 Competing In Global Markets ...
    17
    Decks
    390
    Flashcards
    30
    Learners
  • SQE1 - Legal Services
    SQE1 - Legal Services

    SQE1 - Legal Services

    By: J S
    1. Regulatory Role of the SRA, 2. Funding of Legal Services, 3. Equality Act 2010 ...
    5
    Decks
    142
    Flashcards
    1
    Learner
  • CISI Investment Advice Diploma
    CISI Investment Advice Diploma

    CISI Investment Advice Diploma

    By: Michelle Baird
    Chapter 5 - The Regulatory Infrastructure of UK Financial Services
    1
    Decks
    21
    Flashcards
    19
    Learners
  • CISI Securities
    CISI Securities

    CISI Securities

    By: Simran Cheema
    Chapter 1 The Financial Services Sector, Chapter 3 Markets, 2.2 Debt: Types and Features ...
    15
    Decks
    770
    Flashcards
    7
    Learners
  • Audit Theory 250 questions
    Audit Theory 250 questions

    Audit Theory 250 questions

    By: Diane Cortado
    Assurance Services, Auditing and Related Services, The Accountancy Profession ...
    13
    Decks
    250
    Flashcards
    6
    Learners
  • 2017 Audit
    2017 Audit

    2017 Audit

    By: Jo Jo
    AICPA Code of Professional Conduct, MIPP - Independence Rules, MIPP - Non-idenpendence rules ...
    10
    Decks
    464
    Flashcards
    5
    Learners
  • Insurance
    Insurance

    Insurance

    By: c n
    Services & Systems eDOC, download, com log, cancellation, AINS 21 Insurers And Regulation, CSR: Commercial GL ...
    17
    Decks
    608
    Flashcards
    73
    Learners
  • CLFP
    CLFP

    CLFP

    By: Alex Carbonaro
    History of Leasing, Credit, Leasing Law ...
    8
    Decks
    250
    Flashcards
    2
    Learners
  • FSRE - DipFA
    FSRE - DipFA

    FSRE - DipFA

    By: Stu Whisson
    1 - The Role & Structure of the Financial Markets, 2 - The Role of Government, 3 - Financial Services in the Wider Economy ...
    10
    Decks
    126
    Flashcards
    80
    Learners
  • BC Introduction to Business BSAD B20
    BC Introduction to Business BSAD B20

    BC Introduction to Business BSAD B20

    By: Aricia Leighton
    Chapter 1 Understanding Economic Systems and Business, Chapter 2 Making Ethical Decisions and Managing a Socially Responsible Business, Chapter 3 Competing in the Global Marketplace ...
    17
    Decks
    622
    Flashcards
    17
    Learners
  • CII R01
    CII R01

    CII R01

    By: Adam Bradbury
    8. Client Advising Skills, 7. The Regulatory Advice Framework, 6. Principles & Rules as Set out in the Regulatory Framework ...
    10
    Decks
    60
    Flashcards
    33
    Learners
  • SQE 1 - FLK 1
    SQE 1 - FLK 1

    SQE 1 - FLK 1

    By: Chloe Amies
    Legal System of England and Wales, Legal System of England and Wales - Introduction, Legal Systems of England and Wales - Statutory Interpretation ...
    78
    Decks
    806
    Flashcards
    8
    Learners
  • BTEC Business Unit 3 (year 13 only)
    BTEC Business Unit 3 (year 13 only)

    BTEC Business Unit 3 (year 13 only)

    By: cori wadley
    Purpose Of Money, Personal Life Cycle (Financial Needs), Personal Life Cycle (Implications) ...
    10
    Decks
    128
    Flashcards
    5
    Learners
  • ACCT303
    ACCT303

    ACCT303

    By: shreya Khatri
    CH1: CH 1: Financial Statements and Business Decisions, CH 2: Auditing and other Assurance Services (new), CH 3: Introduction to Tax ...
    17
    Decks
    600
    Flashcards
    1
    Learner
  • CISI UK Financial Regulation 2023/24
    CISI UK Financial Regulation 2023/24

    CISI UK Financial Regulation 2023/24

    By: Georgia Boddy
    1. The Regulatory Environment, 2. The Financial Services Markets Act 2000 and Financial Services Act 2012, 3. Associated Legislation Regulation ...
    6
    Decks
    224
    Flashcards
    8
    Learners
  • FSRE - Josh
    FSRE - Josh

    FSRE - Josh

    By: Josh Freire-Mckinnell
    Topic 1 - The role and structure of financial markets, Topic 2 - The role of the Government, Topic 3 - Meeting customers needs and priorities ...
    18
    Decks
    407
    Flashcards
    84
    Learners
  • ECN206 - Macroéconomie
    ECN206 - Macroéconomie

    ECN206 - Macroéconomie

    By: Laurence Gagné
    Le marché des biens et services, Le marché financier, Le modèle IS - LM
    3
    Decks
    43
    Flashcards
    1
    Learner
  • CeMap
    CeMap

    CeMap

    By: space man
    Unit 1 Topic 1 - Introducing the financial services industry, Unit 1 Topic 2 - Economic policy and financial regulation, Unit 1 Topic 3 - UK taxation I ...
    25
    Decks
    781
    Flashcards
    578
    Learners
  • SQE1 - Legal Services
    SQE1 - Legal Services

    SQE1 - Legal Services

    By: Camilla Cerruti
    1. Regulatory Role of the SRA, 2. Funding of Legal Services, 3. Equality Act 2010 ...
    6
    Decks
    176
    Flashcards
    3
    Learners
  • UBC Real Estate Trading Services Licensing Course
    UBC Real Estate Trading Services Licensing Course

    UBC Real Estate Trading Services Licensing Course

    By: Kale Blakely
    Chapter 1 - Fundamentals of Law, Chapter 2: Estates And Interest In Land, Chapter 1.3: Real Estate Services Act ...
    24
    Decks
    2,023
    Flashcards
    49
    Learners
  • MARK 466
    MARK 466

    MARK 466

    By: Tyson Schmidt
    Physical evidence/Servicescape, Employees Roles, the role of customers ...
    7
    Decks
    78
    Flashcards
    1
    Learner
  • CII - IF1 (Chapter 10 - Consumer protection and dispute resolution)
    CII - IF1 (Chapter 10 - Consumer protection and dispute resolution)

    CII - IF1 (Chapter 10 - Consumer protection and dispute resolution)

    By: katy mainwaring
    Data Protection, Complaints Procedures, Ethical Standards ...
    5
    Decks
    33
    Flashcards
    6
    Learners

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