Module 1 QnA Flashcards

(50 cards)

1
Q

Where would I find the 3 Licensing Objectives?

A

The Licensing objectives are set out in Part 1 Section 1 of the Gambling Act 2005.

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2
Q

What are the three licensing objectives?

A

Preventing gambling from being a source of crime or disorder, ensuring that gambling is conducted in a fair and open way, and protecting children and other vulnerable persons from being harmed or exploited by gambling.

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3
Q

Who is the current Secretary of State for the Department for Culture Media and Sport?

A

Lisa Nandy MP.

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4
Q

What does LCCP stand for?

A

Licence Conditions and Codes of Practice.

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5
Q

Explain the different parts of the LCCP.

A

Operating Licence Conditions (mandatory rules attached to operating licences); Codes of Practice (Social Responsibility Codes which must be followed and Ordinary Codes which are best practice); Personal Licence Conditions (rules applying to individuals who hold personal licences).

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6
Q

What is the date of the most recent version of the LCCP?

A

19 January 2026.

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7
Q

What three main requirements apply to personal licence holders under Part 3 of the LCCP?

A

Take reasonable steps to avoid the operator breaching its licence; keep informed of legislation, codes and guidance; notify the Commission of key events within 10 working days.

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8
Q

What types of personal events must be reported to the Gambling Commission?

A

Criminal charges, convictions or investigations; police caution; bankruptcy; regulatory investigations; disciplinary sanctions including dismissal for gross misconduct; resignation from a licensed role following gross misconduct; change in name or address.

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9
Q

Within how many days must a personal licence holder report a key event?

A

Within 10 working days.

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10
Q

In which part of the Gambling Act is the Gambling Commission established?

A

Part 2 of the Gambling Act 2005.

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11
Q

Do Gambling Commission officers have a right of entry to premises?

A

Yes, under Licence Condition 14.1 and Part 15 of the Gambling Act 2005.

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12
Q

What does Licence Condition 14.1 require regarding access to premises?

A

Operators must have policies, procedures and staff training to ensure cooperation with the Gambling Commission and awareness of the Commission’s right of entry under Part 15 of the Gambling Act 2005.

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13
Q

What type of non‑remote casino licence does Les A hold?

A

Converted 1968 Act casino licence.

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14
Q

Who issues the Premises Licence for gambling premises?

A

The local licensing authority (local council).

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15
Q

Who issues the operating licence for Les A Club?

A

The Gambling Commission.

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16
Q

What other licences issued by the Gambling Commission does the club hold?

A

Ancillary remote licence, casino remote licence, and linked gaming machine technical supplier licences (remote and non‑remote).

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17
Q

Can remote terminals be linked to roulette wheels in another casino?

A

No. The ancillary remote licence only allows single premises gaming using equipment located entirely on the same premises.

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18
Q

What regulatory sanctions can the Gambling Commission impose?

A

Financial penalties, suspension of licence, revocation of licence, adding or amending licence conditions, formal warnings, and regulatory settlements.

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19
Q

Who issues the Premises Licence under the Licensing Act 2003?

A

The local authority where the premises is located (for Les A this is Westminster Council).

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20
Q

What licensable activities can a premises licence under the Licensing Act 2003 authorise?

A

Sale of alcohol, regulated entertainment (such as music, dance or film), and late night refreshment.

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21
Q

How can a Licensing Act premises licence restrict activities?

A

Through hours restrictions, licence conditions, mandatory conditions, restrictions on activities, and approved premises plans.

22
Q

Who are the two largest UK non‑remote casino operators?

A

Rank Group and Genting.

23
Q

What is a key event?

A

An event that could have a significant impact on the nature or structure of a licensee’s business.

24
Q

What are Specified Management Offices requiring a PML?

A

Overall management, chair of the board, head of finance, head of compliance, head of marketing, head of gambling‑related IT/security, day‑to‑day management of licensed activity, and AML/CTF responsible person.

25
What is unique about the compliance function?
The person responsible for compliance must not hold another specified management office without the Gambling Commission’s approval to ensure independence.
26
What roles require a Personal Functional Licence (PFL)?
Dealers/croupiers, cashiers, inspectors or supervisors, pit bosses, surveillance staff, and gaming machine technical staff.
27
What part of the Gambling Act deals with personal licences?
Part 6 of the Gambling Act 2005.
28
What are the two key offences relating to gambling premises under Part 3 of the Gambling Act?
Providing facilities for gambling without an operating licence (Section 33) and unlawful use of premises for gambling without a premises licence (Section 37).
29
What offence is created by Section 42 of the Gambling Act 2005?
Cheating at gambling or assisting someone to cheat.
30
What types of non‑remote casino licences exist and what can they offer?
Converted casinos, small casinos and large casinos offering casino games, electronic games, betting and different machine limits depending on licence category.
31
What is the reporting timeframe for key events for Les A or LAO?
As soon as reasonably practicable and in any event within 5 days of becoming aware.
32
How often are regulatory returns submitted?
Quarterly within 28 days.
33
What must the principal entrance to a casino display?
A notice stating that no person under 18 years of age is permitted to enter the premises.
34
What is the restriction on entering a casino from other premises?
There must be no direct access between a casino and other gambling premises or premises mainly used by children or young persons.
35
Who is the current gambling minister responsible for the Gambling Review?
Baroness Twycross.
36
Who is the Chair of the Gambling Commission Board?
Charles Counsell OBE (interim chair).
37
Who is the Chief Executive of the Gambling Commission?
Andrew Rhodes.
38
What is a Section 116 review?
A Gambling Commission review of an operating licence to assess compliance with licence conditions and the licensing objectives.
39
What must licensees disclose regarding customer funds?
Whether customer funds are protected in the event of insolvency, the level of protection and the method used.
40
Are customer funds protected at Les A?
No. Funds are rated as ‘not protected’, so customers must be reminded every six months.
41
How is this information communicated to customers?
Through club rules, information displayed at the cash desk, and statements on deposit receipts signed by customers.
42
Which regulations prohibit unfair commercial practices?
Consumer Protection from Unfair Trading Regulations 2008.
43
What must remote licensees display on gambling screens under LC 8.1.1?
A statement that they are licensed by the Gambling Commission, their licence number, and a link to their current status.
44
What information must be verified before a remote customer can gamble?
Full name, address and date of birth.
45
Under what legislation must gambling terms be fair and transparent?
Consumer Rights Act 2015.
46
Name examples of events that trigger a key event report.
Bankruptcy or winding‑up petitions, changes in shareholding, new loans, banking changes, regulatory investigations, ADR changes, and adverse legal outcomes.
47
What are the four licensing objectives under the Licensing Act 2003?
Prevention of crime and disorder, public safety, prevention of public nuisance, and protection of children from harm.
48
What does DPS stand for and who holds the role?
Designated Premises Supervisor – Christophe Thuilot.
49
Can gambling be provided in the library area?
No, gambling cannot be provided in non‑gambling areas under mandatory licence conditions.
50
How does the Gambling Commission engage with the gambling industry?
Through compliance assessments, thematic compliance work, and corporate audits to ensure operators meet licensing objectives and regulatory requirements.