SOE - Mandatory Flashcards

(36 cards)

1
Q

What is a RICS mandatory professional statement?

A
  • RICS document that sets out compulsory requirements for members and regulated firms.
  • Must be followed to comply with RICS rules of conduct
  • Failure to comply can lead to disciplinary action.
  • Examples are: Conflicts of interest, preventing bribery and corruption and requirements for PII
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2
Q

What is the global professional statement on conflicts of interest?

A
  • effective from 1 January 2018, and reissued in July 2023
  • RICS members and firms must identify, manage, and record conflicts of interest.
  • Must comply with the overarching requirement in the RICS Rules of Conduct.
  • It covers:
    • Competing bidders
    • Conflicts arising during professional assignments
    • Passing confidential information to insurers/legal advisers
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3
Q

Can you explain how you assessed the appropriateness of the gift voucher?

A
  • Referred to Rule 1 (honesty & integrity)
  • Reasonable + not excessive (firms anti-bribery policy & gifts and hospitality register)
  • Amount (£20) less than minimum amount to declare (£200)
  • Did not need to list in my company’s gift & hospitality register.
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4
Q

How did you ensure tender returns were reviewed with impartiality?

A
  • Stored information securely → restricted access
  • Did not discuss outside project team
  • Same evaluation process – qualitative data
  • Evaluated with a colleague + client, so not just one individual choosing.
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5
Q

How did you handle the PII negotiation with your client & consultant? (RS External Lighting)

A
  • I evaluated the increased risk to my client → Grade II listed buildings
  • Advised to maintain PI threshold demand to provide greater protection
  • I communicated transparently to reduce bias
  • Delay in start of works was worth it
  • Ensured consultant understood implications.
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6
Q

How did you deal with your client’s verbal complaint?

A
  • Verbal and didn’t need to follow written complaint handling procedure following comms with manager.
  • Acknowledged client’s concerns & documented complaint with manager
  • Meeting with client and honest communication
  • Proposed more regular meetings + reporting
  • Responded in line with RICS rules & firm’s complaint procedure.
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7
Q

How do you tailor your communication to meet different client needs?

A
  • Use firm’s templates for reporting + summaries
  • Consult my client on what info they would like added + adapt where necessary
  • Adopt verbal + written communication based on client’s technical background / style.
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8
Q

How did reading the framework allow you to understand how fees work?

A
  • Pre-agreed fee rates → helps understand how fees are standardised
  • Scope of services, performance expectations – crucial for managing client relationships + VFM
  • Able to advise client on what services included / what are additional costs – no scope creep
  • Transparency for client trust + compliance with RICS.
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9
Q

What is the BREEAM Refurbishment and Fit-Out technical manual?

A
  • Framework for high-performing + sustainable projects
  • Supports NZC goals & ESG reporting
  • Manual covers: external envelope (walls, roofs etc), structures, M&E services and interior design.
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10
Q

Where have you utilised client feedback to identify areas for improvement?

A
  • Client performance feedback (CPF) – gathered during project that reporting format inconsistent
  • I led team which standardised reporting
  • Reports were tailored to client feedback
  • Result – improved clarity, consistency and client satisfaction.
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11
Q

How do you adapt your communication style for different stakeholders?

A
  • Tailor tone based on audience + preferences (technical for consultants)
  • Use appropriate formats: emails, reports, presentations, phone calls
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12
Q

Why is accuracy important in communication?

A
  • Ensures professionalism + credibility
  • Maintains trust + clarity in project
  • Prevents misunderstandings.
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13
Q

Describe how you led a project using meeting tools (Regent St Lighting).

A
  • Issued pre-meeting agendas
  • Used Gantt charts + cost tables
  • Used D+A log tracker to track progress.
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14
Q

Tell me a time where you negotiated a programme change (Click & Collect)

A
  • C&C facility delays
  • I suggested contractor assign extra resource to reduce delay and revise programme without extra cost.
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15
Q

What legislation governs H+S in the construction industry?

A

H&S at Work Act (1974)

  • Covers occupational H+S in the UK
  • Places a duty on employers to ensure H,S and welfare of employees and others affected by their work
  • Requires safe systems of work, training and ongoing risk assessments.

CDM Regulations (2015)

  • Governs H+S in all construction projects
  • Defines roles & responsibilities for duty holders (Client, PD, PC) – legal duties
  • Aims to improve planning and management from design to completion.
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16
Q

How have you developed your H+S knowledge?

A
  • Attended workshops / toolbox talks
  • Building Safety Act (2022)

o In response to Grenfell
o Focuses on HRB’s (≥18m or at least 7 resi units)
o Requires BRP & BRPD
o Extended liability periods
o Emphasises accountability, competence and regulatory compliance.

17
Q

What did the working at height workshop teach you?

A
  • Avoid working at height where possible.
  • Use collective protection (e.g., guardrails) before personal protection (e.g., harnesses).
  • Safe Use of Equipment:
    - Ladders, scaffolding, MEWPs (Mobile Elevated Work Platforms).
    - Inspection and maintenance requirements.
18
Q

What does CSCS stand for?

A
  • Construction Skills Certification Scheme.
  • I currently hold and apprentice card
19
Q

How do you ensure safety during site visits? (Exeter C&C)

A
  • Checked PPE requirements with site manager (Exeter C&C facility)
  • Call out unsafe practices & report to site manager
  • Report on H+S in weekly dashboard / manager.
20
Q

Describe a time you identified and mitigated a site hazard (Ikea–Hammersmith).

A
  • Conducted inspection & noticed trip hazard in public interface
  • Reported immediately to site manager to rectify by moving to a safe space.
21
Q

What factors influence market analysis in business planning?

A
  • Economic conditions (inflation, interest rates, GDP growth).
  • Industry trends (construction demand, regulatory changes).
  • Competitor analysis (market share, pricing strategies).
  • Client demand and pipeline forecasts.
22
Q

What financial documents do you review when assessing contractor reliability?

A
  • Profit & loss statements — to assess profitability and financial performance.
  • Cash flow statements — to understand liquidity and ability to meet obligations.
  • Balance sheets — to evaluate assets, liabilities, and overall financial stability.
23
Q

What is the role of auditors in the construction industry?

A
  • Auditors independently verify financial records and statements.
  • Help ensure accuracy, compliance, and reduce financial risk.
  • Their reports can influence contractor selection and client confidence.
24
Q

What is GAAP and why are they important?

A
  • GAAP stands for Generally Accepted Accounting Principles.
  • They provide a standardised framework for financial reporting.
  • Ensure consistency, transparency, and comparability across organisations
25
How have you contributed to business planning in your role?
* Conducted SWOT analysis on client feedback to identify service improvements * CRM work – informed internal decisions on resourcing and service delivery
26
What is financial forecasting and why is it important?
* Financial forecasting predicts future revenues, costs, and cash flow. * It supports budgeting and resource allocation. * Helps identify potential shortfalls and plan for contingencies. * I have been involved in this at project level - allocating resource and working out profit margins based on proposed fee income
27
What are the purpose of business unit update meetings?
* Discuss strategic, operational & departmental changes * Align team objectives with wider business goals * Understand how market conditions impact planning
28
What are common causes of disputes on construction projects?
* Disagreements on scope or variations * Conflicts due to incomplete / inaccurate design information * Miscommunication between stakeholders
29
What dispute resolution methods are you familiar with?
* Mediation → Voluntary process led by mediator; helps parties reach agreement; non-binding * Adjudication → Quick interim decision by adjudicator; binding unless overturned in arbitration * Arbitration → Formal process with binding decision; often specified in contract * Litigation → Court proceedings; generally last resort
30
How do you ensure compliance with data protection legislation?
Data Protection Act (2018) * Governs how personal data is handled * Key principles: lawfulness, transparency, data minimisation, security * Individuals have rights to access, correction, deletion, objection * Organisations must report a breach in 72hrs * Sensitive data limited to authorised persons
31
What principles of data management do you follow within your role?
* Data accuracy & consistency * Secure + accessible records * Maintain up-to-date records
32
Why is diversity & inclusion important in project teams?
* Broader perspectives → better problem-solving & innovation * Inclusion ensures all members feel valued → improved morale & collaboration
33
How have you contributed to an inclusive working environment?
* Participated in team building & social activities to foster inclusion * Attended sessions on E, D & I * Used respectful language and encouraged input from all team members
34
What legislation supports inclusive design in construction?
Equality Act 2010 o Protects against discrimination & promotes equal access o Protects against age, race, gender, disability o Applies to physical access (ramps, lifts) and service delivery (hearing loops, visual aids) o Includes gender pay gap reporting o Inclusive design & accessibility standards
35
What are the principles of universal design?
* There are 7 principles. Examples include: o Equitable use o Flexible in use o Simple to use
36
What sustainability standards are you familiar with?
BREEAM (Building Research Establishment Environmental Assessment Method) o UK-based sustainability rating system o Categories such as energy, water, materials o Ratings from Pass to Outstanding LEED (Leadership in Energy & Environmental Design) o US-based green building certification o Similar categories to BREEAM o Certifications from Certified → Platinum o Points-based system promoting environmental performance